EX-1.3 4 dex13.htm SALES AGENCY FINANCING AGREEMENT Sales Agency Financing AgreementSales Agency Financing Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of April 2, 2010 by and among WESTAR ENERGY, INC., a Kansas corporation (the “Company”), BNY MELLON CAPITAL MARKETS, LLC, a registered broker-dealer organized under the laws of New York (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “BNYMCM” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”) and THE BANK OF NEW YORK MELLON (as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • September 9th, 2016 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of September 9, 2016, between DDR CORP., an Ohio corporation (the “Company”), and KEYBANC CAPITAL MARKETS INC., a registered broker-dealer organized under the laws of Ohio (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “KBCM”, in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”, and in its capacity as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • September 9th, 2016 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of September 9, 2016, among DDR CORP., an Ohio corporation (the “Company”), BNY MELLON CAPITAL MARKETS, LLC, a registered broker-dealer organized under the laws of Delaware (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “BNYMCM” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”), and THE BANK OF NEW YORK MELLON (as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • September 9th, 2016 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of September 9, 2016, among DDR CORP., an Ohio corporation (the “Company”), SCOTIA CAPITAL (USA) INC., a registered broker-dealer organized under the laws of New York (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “SCUSA” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”), and THE BANK OF NOVA SCOTIA (as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • June 17th, 2013 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of June 17, 2013, among DDR CORP., an Ohio corporation (the “Company”), BNY MELLON CAPITAL MARKETS, LLC, a registered broker-dealer organized under the laws of Delaware (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “BNYMCM” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”), and THE BANK OF NEW YORK MELLON (as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • June 17th, 2013 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of June 17, 2013, between DDR CORP., an Ohio corporation (the “Company”), and KEYBANC CAPITAL MARKETS INC., a registered broker-dealer organized under the laws of Ohio (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “KBCM”, in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”, and in its capacity as counterparty under any Forward Contract, the “Forward Purchaser”).
SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • June 17th, 2013 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledJune 17th, 2013 Company Industry JurisdictionSales Agency Financing Agreement (this “Agreement”), dated as of June 17, 2013, among DDR CORP., an Ohio corporation (the “Company”), SCOTIA CAPITAL (USA) INC., a registered broker-dealer organized under the laws of New York (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “SCUSA” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”), and THE BANK OF NOVA SCOTIA (as counterparty under any Forward Contract, the “Forward Purchaser”).
Sales Agency Financing AgreementSales Agency Financing Agreement • March 22nd, 2013 • Westar Energy Inc /Ks • Electric & other services combined • New York
Contract Type FiledMarch 22nd, 2013 Company Industry Jurisdiction
AMENDED AND RESTATED SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • December 7th, 2012 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledDecember 7th, 2012 Company Industry JurisdictionAmended and Restated Sales Agency Financing Agreement (this “Agreement”), dated as of December 4, 2012, among DDR CORP., an Ohio corporation (the “Company”), BNY MELLON CAPITAL MARKETS, LLC, a registered broker-dealer organized under the laws of Delaware (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “BNYMCM” and in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”), and THE BANK OF NEW YORK MELLON (as counterparty under any Forward Contract, the “Forward Purchaser”).
AMENDED AND RESTATED SALES AGENCY FINANCING AGREEMENTSales Agency Financing Agreement • December 7th, 2012 • DDR Corp • Real estate investment trusts • New York
Contract Type FiledDecember 7th, 2012 Company Industry JurisdictionAmended and Restated Sales Agency Financing Agreement (this “Agreement”), dated as of December 4, 2012, between DDR CORP., an Ohio corporation (the “Company”), and KEYBANC CAPITAL MARKETS INC., a registered broker-dealer organized under the laws of Ohio (in its capacity as agent for the Company in connection with the offering and sale of any Issuance Shares hereunder, “KBCM”, in its capacity as agent for the Forward Purchaser in connection with the offering and sale of any Forward Hedge Shares hereunder, the “Forward Seller”, and in its capacity as counterparty under any Forward Contract, the “Forward Purchaser”).
Sales Agency Financing AgreementSales Agency Financing Agreement • April 2nd, 2010 • Westar Energy Inc /Ks • Electric & other services combined • New York
Contract Type FiledApril 2nd, 2010 Company Industry Jurisdiction