Common Contracts
2 similar Placement Agency Agreement contracts by Ceres, Inc., Seelos Therapeutics, Inc.
PLACEMENT AGENCY AGREEMENT August 23, 2019Placement Agency Agreement • August 27th, 2019 • Seelos Therapeutics, Inc. • Pharmaceutical preparations • New York
Introduction. Subject to the terms and conditions herein (this "Agreement"), Seelos Therapeutics, Inc., a Nevada corporation (the "Company"), hereby agrees to sell up to an aggregate of $6,712,500 of securities of the Company, including, but not limited to, 4,475,000 registered shares (the "Shares") of the Company's common stock, $0.001 par value per share (the "Common Stock"), and unregistered Common Stock purchase warrants to purchase up to an aggregate of 2,237,500 shares of Common Stock (the "Warrants" and the shares of Common Stock issuable upon exercise of the Warrants, the "Warrant Shares") (the Shares, Warrants and Warrant Shares, collectively, the "Securities") directly to various investors (each, an "Investor" and, collectively, the "Investors") through Roth Capital Partners, LLC (the "Placement Agent") as placement agent. The documents executed and delivered by the Company and the Investors in connection with the Offering (as defined below), including, without limitation, a
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 26th, 2015 • Ceres, Inc. • Agricultural production-crops • New York
Introduction. Subject to the terms and conditions herein (this “Agreement”), Ceres, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $2,100,000 of registered and unregistered securities (the “Securities”) of the Company, including, but not limited to, shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the "Common Stock”) and common stock purchase warrants (the “Warrants” and, together with the Shares and the Common Stock underlying the Warrants, the “Securities”) directly to various investors (each, an “Investor” and, collectively, the “Investors”) through Ladenburg Thalmann & Co. Inc., as placement agent (“Ladenburg” or the “Placement Agent”). The Placement Agent may retain other brokers or dealers to act as sub-agents or selected-dealers on its behalf in connection with the Offering (as defined below).
