UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 50,000,000 Shares of Common Stock Dated: February 28, 2013Underwriting Agreement • March 5th, 2013 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledMarch 5th, 2013 Company Industry Jurisdictionundersigned or with respect to which the undersigned has or hereafter acquires the power of disposition, or file, or cause to be filed, any registration statement under the Securities Act of 1933, as amended, with respect to any of the foregoing (collectively, the “Lock-Up Securities”) or (ii) enter into any swap or any other agreement or any transaction that transfers, in whole or in part, directly or indirectly, the economic consequence of ownership of the Lock-Up Securities, whether any such swap or transaction is to be settled by delivery of shares of Common Stock or other securities, in cash or otherwise.
UNDERWRITING AGREEMENT AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. (a Maryland corporation) 20,000,000 Shares of Common Stock Dated: February 12, 2013Underwriting Agreement • February 15th, 2013 • American Capital Mortgage Investment Corp. • Real estate investment trusts • New York
Contract Type FiledFebruary 15th, 2013 Company Industry Jurisdiction
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 32,000,000 Shares of Common Stock Dated: July 18, 2012Underwriting Agreement • July 23rd, 2012 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledJuly 23rd, 2012 Company Industry Jurisdiction
UNDERWRITING AGREEMENT AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. (a Maryland corporation) 11,000,000 Shares of Common Stock Dated: May 24, 2012Underwriting Agreement • May 29th, 2012 • American Capital Mortgage Investment Corp. • Real estate investment trusts • New York
Contract Type FiledMay 29th, 2012 Company Industry JurisdictionAmerican Capital Mortgage Investment Corp., a Maryland corporation (the “Company”) and American Capital MTGE Management, LLC, a Delaware limited liability company and manager of the Company (the “Manager”), confirm their agreement with each of the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter hereinafter substituted as provided in Section 10 hereof), for whom Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and UBS Securities LLC are acting as representatives (in such capacity, if and as applicable, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 11,000,000 shares of common stock, par value $0.01 per share, of the Company (“Common Stock”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereo
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 28,000,000 Shares of Common Stock Dated: March 21, 2011Underwriting Agreement • May 6th, 2011 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledMay 6th, 2011 Company Industry Jurisdictionrespect to any of the foregoing (collectively, the “Lock-Up Securities”) or (ii) enter into any swap or any other agreement or any transaction that transfers, in whole or in part, directly or indirectly, the economic consequence of ownership of the Lock-Up Securities, whether any such swap or transaction is to be settled by delivery of shares of Common Stock or other securities, in cash or otherwise.
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 23,400,000 Shares of Common Stock Dated: January 13, 2011Underwriting Agreement • May 6th, 2011 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledMay 6th, 2011 Company Industry JurisdictionThe undersigned, an officer and/or director or the manager of American Capital Agency Corp., a Delaware corporation (the “Company”), understands that Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and UBS Securities LLC (in such capacity, the “Representatives”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with the Company and American Capital Agency Management, LLC, a Delaware limited liability company and the manager of the Company (the “Manager”), providing for the public offering of shares of the Company’s common stock, $0.01 par value per share (“Common Stock”). In recognition of the benefit that such an offering will confer upon the undersigned as an officer and/or director or the manager of the Company, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned agrees with the Representatives that, during a period of
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 8,000,000 Shares of Common Stock Dated: December 8, 2010Underwriting Agreement • February 25th, 2011 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledFebruary 25th, 2011 Company Industry JurisdictionFor the avoidance of doubt, nothing contained herein shall prevent the undersigned from, or restrict the ability of the undersigned to, (i) purchasing shares of Common Stock or other securities of the Company, (ii) exercising any options or other convertible securities granted under any benefit plan of the Company; provided, that any shares of Common Stock received upon exercise of such options or other convertible securities shall be subject to the foregoing restrictions, or (iii) causing to be filed one or more registration statements under the Securities Act, including amendments and supplements thereto, with respect to the Company’s Direct Stock Purchase Program and Dividend Reinvestment Program, and authorizing or effecting the sale by the Company of any shares of Common Stock registered pursuant thereto; provided that the undersigned shall not grant any purchase volume waivers under such plan during the period of 30 days from the date of the Underwriting Agreement.
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 6,000,000 Shares of Common Stock Dated: May 14, 2010Underwriting Agreement • February 25th, 2011 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledFebruary 25th, 2011 Company Industry Jurisdictiontransaction that transfers, in whole or in part, directly or indirectly, the economic consequence of ownership of the Lock-Up Securities, whether any such swap or transaction is to be settled by delivery of shares of Common Stock or other securities, in cash or otherwise.
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 11,500,000 Shares of Common Stock Dated: September 28, 2010Underwriting Agreement • November 8th, 2010 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledNovember 8th, 2010 Company Industry Jurisdictionany of the foregoing (collectively, the “Lock-Up Securities”) or (ii) enter into any swap or any other agreement or any transaction that transfers, in whole or in part, directly or indirectly, the economic consequence of ownership of the Lock-Up Securities, whether any such swap or transaction is to be settled by delivery of shares of Common Stock or other securities, in cash or otherwise.