SETTLEMENT AGREEMENTSettlement Agreement • September 6th, 2016 • New York
Contract Type FiledSeptember 6th, 2016 JurisdictionAgreement”) is made and entered into on September 6, 2016. This Settlement Agreement is entered into on behalf of Representative Plaintiffs Norman Bailey, Robert Ceru, Christopher DePaoli, John Hayes, Laurence Hughes, KPFF Investment, Inc. f/k/a KP Investment, Inc., Kevin Maher, Eric Nalven, J. Scott Nicholson, and Don Tran (collectively, the “Representative Plaintiffs”) for themselves and on behalf of the Settlement Class (as defined in Section 1(E) herein), by and through Representative Plaintiffs’ Interim Co-Lead Counsel (as defined in Section 1(W) herein), and on behalf of Defendants Deutsche Bank AG; Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc.; Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas; Deutsche Bank AG New York Branch (collectively, “Deutsche Bank”), by and through their undersigned counsel of record in this Action.
SETTLEMENT AGREEMENTSettlement Agreement • September 6th, 2016 • New York
Contract Type FiledSeptember 6th, 2016 JurisdictionAgreement”) is made and entered into on September 6, 2016. This Settlement Agreement is entered into on behalf of Representative Plaintiffs Norman Bailey, Robert Ceru, Christopher DePaoli, John Hayes, Laurence Hughes, KPFF Investment, Inc. f/k/a KP Investment, Inc., Kevin Maher, Eric Nalven, J. Scott Nicholson, and Don Tran (collectively, the “Representative Plaintiffs”) for themselves and on behalf of the Settlement Class (as defined in Section 1(E) herein), by and through Representative Plaintiffs’ Interim Co-Lead Counsel (as defined in Section 1(W) herein), and on behalf of Defendants Deutsche Bank AG; Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc.; Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas; Deutsche Bank AG New York Branch (collectively, “Deutsche Bank”), by and through their undersigned counsel of record in this Action.