Common Contracts
115 similar Placement Agency Agreement contracts by Cel Sci Corp, Home Director Inc, Smartserv Online Inc, others
EXHIBIT 1.1 PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 23rd, 2015 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
EXHIBIT 1.1 PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 26th, 2015 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
Exhibit (25)(2)(h) FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, LISTED IN APPENDIX A(1) (EACH THE "FUND"(2)) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE "SELLING AGENT") PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 29th, 2010 • Grosvenor Registered Multi-Strategy Fund (Ti 2), LLC • New York
Exhibit (25)(2)(h) FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, LISTED IN APPENDIX A(1) (EACH THE "FUND"(2)) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE "SELLING AGENT") PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 29th, 2010 • Grosvenor Registered Multi-Strategy Fund (Te), LLC • New York
FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, LISTED IN APPENDIX A(1) (EACH THE "FUND"(2)) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE "SELLING AGENT") FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 25th, 2010 • Excelsior Multi-Strategy Hedge Fund of Funds (Ti 2), LLC • New York
FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, LISTED IN APPENDIX A(1) (EACH THE "FUND"(2)) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE "SELLING AGENT") FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 25th, 2010 • Excelsior Multi-Strategy Hedge Fund of Funds (Te 2), LLC • New York
TORTOISE ENERGY CAPITAL CORPORATION FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Tortoise Energy Capital Corporation, a Maryland corporation (the "FUND"), proposes to sell shares of common stock, par value $0.001 per share, of the Fund (the "SHARES"), directly to certain investors (the "INVESTORS"). The Fund and Tortoise Capital Advisors, LLC (the "ADVISER") desire to engage [Placement Agent] as the placement agent (the "PLACEMENT AGENT") in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 3rd, 2007 • Magnetar Spectrum Fund • New York
EXHIBIT 10 ----------Placement Agency Agreement • July 5th, 2007 • Nascent Wine Company, Inc. • Wholesale-beer, wine & distilled alcoholic beverages • California
PLACEMENT AGENCY AGREEMENT COLUMBIA FUNDS MASTER INVESTMENT TRUST THIS AGREEMENT is made as of September 26, 2005, by and between COLUMBIA FUNDS MASTER INVESTMENT TRUST, a Delaware statutory trust (the "Trust") on behalf of each series of the Trust...Placement Agency Agreement • March 29th, 2007 • Columbia Funds Master Investment Trust • Delaware
Exhibit 1.1 PLACEMENT AGENCY AGREEMENT May 26, 2006 Brookshire Securities Corporation 4 West Las Olas Blvd. - 8th Floor Ft. Lauderdale, FL 33301 RE: CEPTOR CORPORATION Ladies and Gentlemen: This Placement Agency Agreement (this "Agreement") sets forth...Placement Agency Agreement • June 2nd, 2006 • CepTor CORP • Pharmaceutical preparations • Florida
CONFIDENTIAL Placement Agency AgreementPlacement Agency Agreement • May 5th, 2006 • Allied World Assurance Holdings LTD • Fire, marine & casualty insurance • New York
WITNESSETH:Placement Agency Agreement • April 5th, 2006 • Ingen Technologies, Inc. • Blank checks • Georgia
EXHIBIT 10.1 PLACEMENT AGENCY AGREEMENT COMMON STOCK: Up to 1,145,000 Shares This Placement Agency Agreement (the "AGREEMENT") is entered into by any between Access Integrated Technologies, Inc., a Delaware corporation (the "COMPANY"), and...Placement Agency Agreement • January 19th, 2006 • Access Integrated Technologies Inc • Services-business services, nec • New York
EXHIBIT 10.38 [MAXIM GROUP LOGO] PLACEMENT AGENCY AGREEMENT -------------------------- June 30, 2005 Mr. Jerry Pearring President XStream Beverage Network, Inc. 4800 NW 15th Avenue Ft. Lauderdale, FL 33309 Dear Mr. Pearring: This Placement Agency...Placement Agency Agreement • October 14th, 2005 • Xstream Beverage Network, Inc. • Beverages • New York
EXHIBIT 1 PLACEMENT AGENCY AGREEMENT October 14, 2004 The Sagemark Companies, Ltd. 1285 Avenue of the Americas, 35th Floor New York, NY 10019 Ladies and Gentlemen: This Placement Agency Agreement (the "Agreement") confirms the retention by The...Placement Agency Agreement • June 9th, 2005 • Sagemark Companies LTD • Services-specialty outpatient facilities, nec • New York
PLACEMENT AGENCY AGREEMENT --------------------------Placement Agency Agreement • January 26th, 2005 • Vion Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Exhibit 99(h)(2) FORM OF PLACEMENT AGENCY AGREEMENT This PLACEMENT AGENCY AGREEMENT (the "Agreement") is made as of ___________, 2004, by and between ______________ (the "Placement Agent"), and Hatteras Investment Partners LLC, a Delaware limited...Placement Agency Agreement • January 5th, 2005 • Hatteras Multi-Strategy Fund I, L.P. • North Carolina
Maxim Logo]Placement Agency Agreement • December 7th, 2004 • Adm Tronics Unlimited Inc/De • Adhesives & sealants • New York
AGREEMENTPlacement Agency Agreement • October 26th, 2004 • Emagin Corp • Semiconductors & related devices • New York
9,520 Shares Money Market Cumulative Preferred(TM) Shares (MMP(R))Placement Agency Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
EXHIBIT 99.3 PLACEMENT AGENCY AGREEMENT --------------------------Placement Agency Agreement • October 13th, 2004 • Home Director Inc • Communications equipment, nec • New York
Exhibit 99.2 PLACEMENT AGENCY AGREEMENT --------------------------Placement Agency Agreement • August 11th, 2004 • Smartserv Online Inc • Services-computer processing & data preparation • New York
RECITALSPlacement Agency Agreement • June 18th, 2004 • Blue Rock Registered Fund LLC • Minnesota
EXHIBIT 10.36 PLACEMENT AGENCY AGREEMENT This Placement Agency Agreement (this "Agreement") is made and entered into as of February 23, 2004 (the "Effective Date"), by and between Viseon, Inc., a Nevada corporation (the "Company"), and Puglisi & Co.,...Placement Agency Agreement • May 6th, 2004 • Viseon Inc • Computer communications equipment • New York
Common StockPlacement Agency Agreement • April 14th, 2004 • Acacia Research Corp • Electronic components & accessories • New York
EXHIBIT 10.39 PLACEMENT AGENCY AGREEMENT --------------------------Placement Agency Agreement • April 13th, 2004 • Smartserv Online Inc • Services-computer processing & data preparation • New York
Exhibit 1.1 PLACEMENT AGENCY AGREEMENT January 26, 2004 Roth Capital Partners, LLC 24 Corporate Plaza Newport Beach, CA 92660 Ladies and Gentlemen: Introductory. NTN Communications, Inc., a Delaware corporation (the "Company"), proposes, subject to...Placement Agency Agreement • January 29th, 2004 • NTN Communications Inc • Television broadcasting stations • California
Exhibit 99 EASTGROUP PROPERTIES, INC. 847,458 Shares Common Stock ($.0001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 19th, 2003 • Eastgroup Properties Inc • Real estate investment trusts • Missouri
EXHIBIT 10.1 PLACEMENT AGENCY AGREEMENT September 10, 2003 Whitewing Environmental Corp. 730 Grand Avenue Ridgefield, NJ 07657 Ladies and Gentlemen: This Placement Agency Agreement (the "AGREEMENT") confirms the retention by Whitewing Environmental...Placement Agency Agreement • October 9th, 2003 • Whitewing Environmental Corp • Wholesale-misc durable goods • New York
PLACEMENT AGENCY AGREEMENT NATIONS MASTER INVESTMENT TRUST THIS AGREEMENT is made as of January 1, 2003, by and between NATIONS MASTER INVESTMENT TRUST, a Delaware statutory trust (the "Trust") on behalf of each series of the Trust now or hereafter...Placement Agency Agreement • July 31st, 2003 • Nations Master Investment Trust • Delaware
BIOPURE CORPORATION (a Delaware corporation) PLACEMENT AGENCY AGREEMENT Dated: July 17, 2003 BIOPURE CORPORATION (a Delaware corporation) Up to $17,250,000 in Shares of Common Stock (Par Value $.01 Per Share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 18th, 2003 • Biopure Corp • Biological products, (no disgnostic substances) • New York
EXHIBIT 1.B GULFTERRA ENERGY PARTNERS, L.P. 1,118,881 Common Units 80 Series F Convertible Units PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 19th, 2003 • Gulfterra Energy Partners L P • Crude petroleum & natural gas • New York
EXHIBIT (e) PLACEMENT AGENCY AGREEMENT THIS AGREEMENT, dated as of November 17, 2002, by and between Citizens Funds (the "Trust"), a Massachusetts business trust, and Citizens Securities, Inc., a New Hampshire corporation ("Placement Agent"). WHEREAS,...Placement Agency Agreement • April 29th, 2003 • Citizens Funds • Massachusetts
EXHIBIT 10.7 PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 31st, 2003 • Home Director Inc • Communications equipment, nec • New York
