FIRST AMENDMENT TO SECOND AMENDED AND RESTATED OPERATING AGREEMENT OF SPECIAL VALUE OPPORTUNITIES FUND, LLCOperating Agreement • March 1st, 2013 • Special Value Opportunities Fund LLC
Contract Type FiledMarch 1st, 2013 Company
Exhibit K-1 CREDIT AGREEMENT dated as of July 13, 2004Credit Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
OFOperating Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • Delaware
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
9,520 Shares Money Market Cumulative Preferred(TM) Shares (MMP(R))Placement Agency Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
Exhibit K-3 ----------- INSURANCE AND INDEMNITY AGREEMENTInsurance and Indemnity Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
BY AND BETWEENInvestment Management Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
BY AND AMONGCo-Management Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
amongPrivate Placement Agency Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
Exhibit K-2 ----------- PLEDGE AND INTERCREDITOR AGREEMENT dated as of July 13, 2004Pledge and Intercreditor Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
among SPECIAL VALUE OPPORTUNITIES FUND, LLC, as Borrower,Custodial Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
Exhibit K-5 ----------- INSURANCE AND INDEMNITY AGREEMENTInsurance and Indemnity Agreement • October 13th, 2004 • Special Value Opportunities Fund LLC • New York
Contract Type FiledOctober 13th, 2004 Company Jurisdiction
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED OPERATING AGREEMENT OF SPECIAL VALUE OPPORTUNITIES FUND, LLCOperating Agreement • August 29th, 2013 • Special Value Opportunities Fund LLC
Contract Type FiledAugust 29th, 2013 CompanyThis First Amendment (this "Amendment") is entered into as of February 1, 2013, (the "Effective Date"), pursuant to Section 10.3(e) of the Second Amended and Restated Operating Agreement of Special Value Opportunities Fund, LLC (the "Fund"), entered into as of July 12, 2004 (the "Agreement"), on behalf of the members of the Company.