Common Contracts
1 similar null contracts
SATISFACTORY SUBORDINATION AGREEMENTSDecember 14th, 2021
This Appendix sets forth minimum and non-exclusive requirements for satisfactory subordination agreements (hereinafter “subordination agreement”). The Examining Authority may require or the broker or dealer may include such other provisions as deemed necessary or appropriate to the extent such provisions do not cause the subordination agreement to fail to meet the minimum requirements of this Appendix (D).
