ContractWarrant Agreement • August 15th, 2014 • Globeimmune Inc • Pharmaceutical preparations • Colorado
Contract Type FiledAugust 15th, 2014 Company Industry JurisdictionTHIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
FORM OF WARRANTWarrant Agreement • April 29th, 2014 • Globeimmune Inc • Pharmaceutical preparations • Colorado
Contract Type FiledApril 29th, 2014 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, Cooley LLP, with its principal office at 380 Interlocken Crescent, Suite 900, Broomfield, CO 80021, or assigns (the “Holder” or “Purchaser”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from GLOBEIMMUNE, INC., a Delaware corporation, with its principal office at 1450 Infinite Drive, Louisville, CO 80027 (the “Company”), [ ] shares of Series [__] Preferred Stock of the Company (the “Preferred Stock”), as provided herein.
GLOBEIMMUNE, INC. WARRANT TO PURCHASE SERIES B CONVERTIBLE REDEEMABLE PREFERRED STOCKWarrant Agreement • March 17th, 2014 • Globeimmune Inc • Pharmaceutical preparations • Colorado
Contract Type FiledMarch 17th, 2014 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, , with its principal office at , or assigns (the “Holder” or “Purchaser”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from GLOBEIMMUNE, INC., a Delaware corporation, with its principal office at 12635 East Montview Blvd #138, Aurora, CO 80010 (the “Company”), shares of Series B Convertible Redeemable Preferred Stock of the Company (the “Preferred Stock”), as provided herein.
GLOBEIMMUNE, INC. WARRANT TO PURCHASE SERIES C CONVERTIBLE REDEEMABLE PREFERRED STOCKWarrant Agreement • July 2nd, 2012 • Globeimmune Inc • Pharmaceutical preparations • Colorado
Contract Type FiledJuly 2nd, 2012 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, AQUILO PARTNERS, INC., with its principal office at One Maritime Plaza, 15th Floor, San Francisco, California 94111, or assigns (the “Holder” or “Purchaser”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from GLOBEIMMUNE, INC., a Delaware corporation, with its principal office at 1450 Infinite Drive, Louisville, Colorado 80027 (the “Company”), 158,129 shares of Series C Convertible Redeemable Preferred Stock of the Company (the “Preferred Stock”), as provided herein.
GLOBEIMMUNE, INC. WARRANT TO PURCHASE SERIES B CONVERTIBLE REDEEMABLE PREFERRED STOCKWarrant Agreement • July 2nd, 2012 • Globeimmune Inc • Pharmaceutical preparations • Colorado
Contract Type FiledJuly 2nd, 2012 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, , with its principal office at , or assigns (the “Holder” or “Purchaser”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from GLOBEIMMUNE, INC., a Delaware corporation, with its principal office at 12635 East Montview Blvd #138, Aurora, CO 80010 (the “Company”), shares of Series B Convertible Redeemable Preferred Stock of the Company (the “Preferred Stock”), as provided herein.