SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 1st, 2021 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 1st, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 29, 2021, between NovaBay Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 18th, 2021 • Fuel Tech, Inc. • Industrial & commercial fans & blowers & air purifing equip • New York
Contract Type FiledFebruary 18th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 11, 2021, between Fuel Tech, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 16th, 2020 • Pulmatrix, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 16th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 16, 2020, between Pulmatrix, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 13th, 2020 • Barfresh Food Group Inc. • Canned, frozen & preservd fruit, veg & food specialties • Delaware
Contract Type FiledApril 13th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is entered into between Barfresh Food Group, Inc., a Delaware corporation (the “Company”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 4th, 2019 • CTD Holdings Inc • Industrial organic chemicals • New York
Contract Type FiledJune 4th, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this "Agreement") is dated as of May 30, 2019, between CTD Holdings, Inc., a Florida corporation (the "Company"), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively, the "Purchasers").
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 28th, 2019 • Barfresh Food Group Inc. • Canned, frozen & preservd fruit, veg & food specialties • Delaware
Contract Type FiledMay 28th, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is entered into between Barfresh Food Group, Inc., a Delaware corporation (the “Company”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 16th, 2016 • Arno Therapeutics, Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 16th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 15 , 2016, between ARNO THERAPEUTICS, INC., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 21st, 2015 • Parkervision Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledDecember 21st, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 18, 2015 between ParkerVision, Inc., a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 22nd, 2010 • Anthera Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 22nd, 2010 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of September 20, 2010 by and among Anthera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 19th, 2009 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledJune 19th, 2009 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 18, 2009, between EpiCept Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 24th, 2008 • Enova Systems Inc • Electronic components & accessories • New York
Contract Type FiledApril 24th, 2008 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 23, 2008, between Enova Systems, Inc., a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 14th, 2008 • Command Center, Inc. • Services-help supply services • California
Contract Type FiledJanuary 14th, 2008 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 14, 2007, by and among Command Center, Inc., a Washington corporation (the “Company”), and MDB Capital Group, LLC, a California limited liability company ( the “Purchaser”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 26th, 2007 • Dusa Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 26th, 2007 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 15th, 2007 • Macrochem Corp • Pharmaceutical preparations • New York
Contract Type FiledOctober 15th, 2007 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 10, 2007, among MacroChem Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 7th, 2007 • Xenonics Holdings, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledFebruary 7th, 2007 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 2, 2007, among Xenonics Holdings, Inc., a Nevada corporation (the “Company”), and Gemini Master Fund, Ltd. and any additional purchasers identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 17th, 2007 • Callisto Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 17th, 2007 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 10, 2007, by and among Callisto Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 17th, 2006 • Globalscape Inc • Services-prepackaged software • New York
Contract Type FiledNovember 17th, 2006 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 13, 2006, among GlobalSCAPE, Inc., a Delaware corporation (the “Company”), each of the Persons named on Schedule I hereto (each a “Selling Stockholder” and collectively the “Selling Stockholders”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 9th, 2006 • Cytogen Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 9th, 2006 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 7, 2006, among Cytogen Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 30th, 2006 • Arena Resources Inc • Crude petroleum & natural gas • New York
Contract Type FiledMay 30th, 2006 Company Industry JurisdictionThis Securities Purchase Agreement (this “AGREEMENT”) is dated as of May 26, 2006, among Arena Resources, Inc., a Nevada corporation (the “COMPANY”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “PURCHASER” and collectively the “PURCHASERS”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 22nd, 2005 • Clinical Data Inc • Laboratory analytical instruments • Massachusetts
Contract Type FiledNovember 22nd, 2005 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 17, 2005, among Clinical Data, Inc., a Delaware corporation (the “Company”), and the purchasers listed on Exhibit A hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 15th, 2005 • Focus Enhancements Inc • Computer communications equipment • New York
Contract Type FiledJuly 15th, 2005 Company Industry JurisdictionThis Securities Purchase Agreement (this "Agreement") is dated as of June 17, 2005, among Focus Enhancements, Inc., a Delaware corporation (the "Company"), and each Purchaser identified on the signature pages hereto (each a "Purchaser" and collectively the "Purchasers"), each a "party" and collectively the "parties"; and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 17th, 2005 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Contract Type FiledMarch 17th, 2005 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 15, 2005, among Wave Systems Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 19th, 2004 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledNovember 19th, 2004 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 18, 2004, among Cardima, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its permitted successors and assigns as provided herein, a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 15th, 2004 • Novatel Wireless Inc • Services-computer programming, data processing, etc. • New York
Contract Type FiledMarch 15th, 2004 Company Industry JurisdictionThis Purchaser Questionnaire (“Questionnaire”) must be completed by each potential purchaser in connection with the offer and sale of the shares of the common stock, par value $.001 per share and warrants to purchase common stock, par value $.001 per share (collectively, the “Securities”), of Novatel Wireless, Inc. (the “Company”). The Securities are being offered and sold by the Company without registration under the Securities Act of 1933, as amended (the “Securities Act”), and the securities laws of certain states, in reliance on the exemptions contained in Section 4 of the Securities Act and on Regulation D promulgated thereunder and in reliance on similar exemptions under applicable state laws. The Company must determine that a potential purchaser meets certain suitability requirements before offering or selling Securities to such investor. The purpose of this Questionnaire is to assure the Company that each purchaser will meet the applicable suitability requirements. The informat
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 9th, 2004 • Imageware Systems Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 9th, 2004 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 29, 2004, among ImageWare Systems, Inc., a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 9th, 2004 • Imageware Systems Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 9th, 2004 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 14, 2003, among ImageWare Systems, Inc., a California corporation (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 25th, 2003 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Contract Type FiledNovember 25th, 2003 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 18, 2003, among Wave Systems Corp., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 12th, 2003 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 14, 2003, among Cardima, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 12th, 2003 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 18, 2003, among Cardima, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 12th, 2003 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 13, 2003, among Cardima, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser” and collectively the “Purchasers”); and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 20th, 2003 • Oxigene Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 20th, 2003 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 10, 2003, among OXiGENE, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser” and collectively the “Purchasers”); and