STEWARDSHIP FINANCIAL CORPORATION 2,181,818 Shares Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2017 • Stewardship Financial Corp • State commercial banks • New York
Contract Type FiledApril 11th, 2017 Company Industry JurisdictionStewardship Financial Corporation, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P., a Delaware limited partnership (the “Underwriter”), an aggregate of 2,181,818 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 327,272 additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
STEWARDSHIP FINANCIAL CORPORATION [•] Shares Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2017 • Stewardship Financial Corp • State commercial banks • New York
Contract Type FiledApril 5th, 2017 Company Industry JurisdictionStewardship Financial Corporation, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P., a Delaware limited partnership (the “Underwriter”), an aggregate of [•] shares (the “Firm Shares”) and, at the election of the Underwriter, up to [•] additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
6,233,766 Shares First Foundation Inc. Common Stock par value $0.001 per share Underwriting AgreementUnderwriting Agreement • August 6th, 2015 • First Foundation Inc. • State commercial banks • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionFirst Foundation Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of 6,233,766 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 935,065 additional shares (the “Optional Shares”) of the common stock, par value $0.001 per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively referred to herein as, the “Shares”).
Shares FIRST INTERNET BANCORP Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2013 • First Internet Bancorp • State commercial banks • New York
Contract Type FiledNovember 4th, 2013 Company Industry JurisdictionFirst Internet Bancorp, an Indiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of · shares (the “Firm Shares”) and, at the election of the Underwriters, up to · additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
3,508,771 Shares Acorn Energy, Inc. Underwriting AgreementUnderwriting Agreement • October 15th, 2013 • Acorn Energy, Inc. • Services-engineering services • New York
Contract Type FiledOctober 15th, 2013 Company Industry JurisdictionAcorn Energy, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;” in the event that only a sole Underwriter is named on Schedule I hereto, then all references to “Underwriters” shall be deemed to mean and refer to such sole Underwriter), for whom Maxim Group LLC (“Maxim”) is acting as the representative (the “Representative”), an aggregate of 3,508,771 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and, at the election of the Underwriters, up to 526,316 additional shares (the “Optional Shares”) of the Company’s Common Stock (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
WSFS Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • WSFS Financial Corp • National commercial banks • New York
Contract Type FiledAugust 21st, 2012 Company Industry JurisdictionWSFS FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $55,000,000 principal amount of its 6.25% Senior Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture and a supplemental indenture each to be dated as of August 27, 2012 (the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
ContractUnderwriting Agreement • November 18th, 2011 • Southern Missouri Bancorp Inc • Savings institutions, not federally chartered • New York
Contract Type FiledNovember 18th, 2011 Company Industry Jurisdiction
ContractUnderwriting Agreement • May 10th, 2011 • Southern Missouri Bancorp Inc • Savings institutions, not federally chartered • New York
Contract Type FiledMay 10th, 2011 Company Industry Jurisdiction
86,250,000 Shares Banner Corporation Common Stock par value $0.01 per share Underwriting AgreementUnderwriting Agreement • June 25th, 2010 • Banner Corp • State commercial banks • New York
Contract Type FiledJune 25th, 2010 Company Industry JurisdictionBanner Corporation, a Washington corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom D. A. Davidson & Co. is acting as representative (the “Representative”), an aggregate of 75,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 11,250,000 additional shares (the “Optional Shares”) of common stock, par value $0.01 per share (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
1,125,000 Shares EVANS BANCORP, INC. Common Stock, $0.50 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • May 12th, 2010 • Evans Bancorp Inc • National commercial banks • New York
Contract Type FiledMay 12th, 2010 Company Industry JurisdictionEvans Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”), an aggregate of 1,125,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 97,000 additional shares (the “Optional Shares”) of the common stock, par value $0.50 per share (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2009 • Emclaire Financial Corp • National commercial banks • New York
Contract Type FiledNovember 3rd, 2009 Company Industry JurisdictionSandler O’Neill & Partners, L.P., as Representative of the Underwriters named in Schedule I hereto, 919 Third Avenue, 6th Floor, New York, New York 10022
38,700,000 Shares United Community Banks, Inc. Common Stock $1.00 par value Underwriting AgreementUnderwriting Agreement • September 28th, 2009 • United Community Banks Inc • State commercial banks • New York
Contract Type FiledSeptember 28th, 2009 Company Industry JurisdictionUnited Community Banks, Inc., a Georgia corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill” or an “Underwriter”) and each of the other underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of 38,700,000 shares of common stock, $1.00 par value per share, of the Company (the “Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of 5,805,000 additional shares of com