Common Stock Purchase WarrantCommon Stock Purchase Warrant • March 7th, 2017 • Van Steenwyk Matthew • Engines & turbines
Contract Type FiledMarch 7th, 2017 Company IndustryAmerican Power Group Corporation, a Delaware corporation with a principal place of business of 7 Kimball Lane Building A, Lynnfield, Massachusetts 01940 (the “Company”), hereby certifies that, subject to the terms and conditions set forth herein, Arrow, LLC or its permitted assigns (the “Holder”), is entitled to purchase up to 1,025,791 shares (the “Warrant Shares”) of the Company’s Common Stock, $.01 par value per share (“Common Stock”), at an exercise price of $.10 per Warrant Share (the “Exercise Price”), at any time or from time to time after the date hereof and prior to 5:00 p.m. (Boston, Massachusetts time), on January 27, 2027 (the “Expiration Date”). This Warrant is one of a series of warrants (together, the “Warrants”) issued pursuant to that certain Forbearance, Waiver and Amendment Agreement dated as of January 27, 2017 among the Company and the original holders of the Warrants (the “Forbearance Agreement”).
Common Stock Purchase WarrantCommon Stock Purchase Warrant • February 1st, 2017 • AMERICAN POWER GROUP Corp • Engines & turbines
Contract Type FiledFebruary 1st, 2017 Company IndustryAmerican Power Group Corporation, a Delaware corporation with a principal place of business of 7 Kimball Lane Building A, Lynnfield, Massachusetts 01940 (the “Company”), hereby certifies that, subject to the terms and conditions set forth herein, ____________ or its permitted assigns (the “Holder”), is entitled to purchase up to __________ shares (the “Warrant Shares”) of the Company’s Common Stock, $.01 par value per share (“Common Stock”), at an exercise price of $.10 per Warrant Share (the “Exercise Price”), at any time or from time to time after the date hereof and prior to 5:00 p.m. (Boston, Massachusetts time), on __________, 2027 (the “Expiration Date”). This Warrant is one of a series of warrants (together, the “Warrants”) issued pursuant to that certain Convertible Note Purchase Agreement dated as of January 27, 2017 among the Company and the original holders of the Warrants (the “Purchase Agreement”).
Common Stock Purchase WarrantCommon Stock Purchase Warrant • February 1st, 2017 • AMERICAN POWER GROUP Corp • Engines & turbines
Contract Type FiledFebruary 1st, 2017 Company IndustryAmerican Power Group Corporation, a Delaware corporation with a principal place of business of 7 Kimball Lane Building A, Lynnfield, Massachusetts 01940 (the “Company”), hereby certifies that, subject to the terms and conditions set forth herein, __________ or its permitted assigns (the “Holder”), is entitled to purchase up to 3,538,173 shares (the “Warrant Shares”) of the Company’s Common Stock, $.01 par value per share (“Common Stock”), at an exercise price of $.10 per Warrant Share (the “Exercise Price”), at any time or from time to time after the date hereof and prior to 5:00 p.m. (Boston, Massachusetts time), on January 27, 2027 (the “Expiration Date”). This Warrant is one of a series of warrants (together, the “Warrants”) issued pursuant to that certain Forbearance, Waiver and Amendment Agreement dated as of January 27, 2017 among the Company and the original holders of the Warrants (the “Forbearance Agreement”).
Common Stock Purchase WarrantCommon Stock Purchase Warrant • January 17th, 2017 • AMERICAN POWER GROUP Corp • Engines & turbines • Delaware
Contract Type FiledJanuary 17th, 2017 Company Industry JurisdictionAmerican Power Group Corporation, a Delaware corporation with a principal place of business of 7 Kimball Lane Building A, Lynnfield, Massachusetts 01940 (the “Company”), hereby certifies that, subject to the terms and conditions set forth herein, ____________ or its permitted assigns (the “Holder”), is entitled to purchase up to that number of shares (the “Warrant Shares”) of the Company’s Common Stock, $.01 par value per share (“Common Stock”), as is determined pursuant to Section 1(b) below, at the Exercise Price (as defined below) at any time or from time to time after the date hereof and prior to 5:00 p.m. (Boston, Massachusetts time), on the Expiration Date (as defined below). This Warrant is one of a series of warrants (together, the “Warrants”) issued pursuant to that certain Securities Purchase Agreement dated as of January 8, 2016 among the Company and the original holders of the Warrants (the “Purchase Agreement”).
ContractCommon Stock Purchase Warrant • January 14th, 2016 • AMERICAN POWER GROUP Corp • Engines & turbines • Massachusetts
Contract Type FiledJanuary 14th, 2016 Company Industry JurisdictionNEITHER THIS WARRANT NOR ANY SECURITIES THAT MAY BE ISSUED UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO ITS DISTRIBUTION OR RESALE, AND THIS WARRANT AND ANY SUCH SECURITIES MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR THIS WARRANT OR SUCH SECURITIES UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY TO THE EFFECT THAT SUCH REGISTRATION IS NOT REQUIRED.