Common Contracts
1 similar Client Agreement Terms contracts
Client Agreement Terms & Condition (Securities)Client Agreement Terms • March 13th, 2019 • Hong Kong
number is AAW261 and who is a participant of The Stock Exchange of Hong Kong Limited (the “Exchange”), and being a licensed corporation under the Securities and Futures Ordinance ("SFO") (Cap.571) licensed to conduct Type 1 (dealing in securities), Type 4 (advising on securities) and Type 6 (advising on corporate finance) of the regulated activities and registered as such with the Securities and Futures Commission of Hong Kong (“SFC”), having its registered office at 6/F, Harcourt House, 39 Gloucester Road, Hong Kong. Any reference to “UOB Kay Hian Group Companies” herein means UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Private Limited, UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian Finance Limited, UOB Kay Hian Asia Limited, UOB Kay Hian Overseas Limited and other affiliates of UOBKH(HK)L.
