June 27, 2012 Mr. Daniel Gilligan New York, NY 10128 Dear Dan:Employment Agreement • August 2nd, 2012 • KCAP Financial, Inc. • Delaware
Contract Type FiledAugust 2nd, 2012 Company JurisdictionThis letter will confirm our offer to you of continued employment with Katonah Debt Advisors, L.L.C. (“KDA”) (the “Company”) and Kohlberg Capital Corporation (“Kohlberg Capital”), under the terms and conditions that follow. This letter supersedes the letter agreement dated August 13, 2009 between you and KDA in its entirety effective as of the date hereof.
June 27, 2012 Mr. R. Jon Corless Bedford, NY 10506 Dear Jon:Employment Agreement • August 2nd, 2012 • KCAP Financial, Inc. • Delaware
Contract Type FiledAugust 2nd, 2012 Company JurisdictionThis letter will confirm our offer to you of continued employment with Kohlberg Capital Corporation (the “Company”), under the terms and conditions that follow. This letter supersedes the letter agreement dated August 5, 2009 between you and the Company in its entirety effective as of the date hereof.
June 27, 2012 Mr. E.A. Kratzman, III Greenwich, CT 06830 Dear Mr. Kratzman:Employment Agreement • August 2nd, 2012 • KCAP Financial, Inc. • Delaware
Contract Type FiledAugust 2nd, 2012 Company JurisdictionThis letter will confirm the terms of your continuing employment with Katonah Debt Advisors, L.L.C. (the “Company”) and Kohlberg Capital Corporation (“Kohlberg Capital”), under the terms and conditions that follow. This letter is effective as of December 9, 2011 and supersedes in its entirety the letter agreement dated August 5, 2009 between you and the Company and also supersedes in its entirety the letter agreement between you and Kohlberg Capital dated August 5, 2009, which letter agreement terminated as of December 9, 2011.
KOHLBERGEmployment Agreement • August 2nd, 2012 • KCAP Financial, Inc. • Delaware
Contract Type FiledAugust 2nd, 2012 Company JurisdictionThis letter will confirm our offer to you of continued employment with Kohlberg Capital Corporation (the “Company”), under the terms and conditions that follow. This letter supersedes the letter agreement dated August 5, 2009 between you and the Company in its entirety effective as of the date hereof.