Common Contracts
1 similar null contracts
Sec investment advisory agreementNovember 6th, 2020
TIKC CAPITAL CORP. AND 10.1 INVESTMENT 10.1 INVESTMENT ADVISOR AGREEMENT BETWEEN TICC MANAGEMENT, LLC Agreement On this first day in July 2011, maryland company (Company) ticc CAPITAL CORP. and TICC MANAGEMENT, LLC (Consultant), a Delaware limited liability company. However, the Company is a private finance company that has chosen to become a business development company under the Investment Company Act 1940 (Investment Company Act); However, the Advisor is a registered investment advisor under the Investment Advisory Act of 1940 (Advisors Act); and HALBuKI, the Institution does not want to retain the Advisor to provide investment consultancy services to the Institution in relation to the terms and conditions set out below, and the Advisor does not want to be retained to provide such services. NOW, THEREFORE, considering the premises and considering other good and valuable, the parties here agree as: 1. Advisor's Duties. (a) To serve as the company's e-investment advisor and subject to
