Common Contracts
24 similar Underwriting Agreement contracts by Highland Hospitality Corp, Goldleaf Financial Solutions Inc., HomeStreet, Inc., others
RHODIUM ENTERPRISES, INC. Shares of Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2021 • Rhodium Enterprises, Inc. • Services-computer processing & data preparation • New York
STRONGHOLD DIGITAL MINING, INC. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2021 • Stronghold Digital Mining, Inc. • Services-computer processing & data preparation • New York
STRONGHOLD DIGITAL MINING, INC. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2021 • Stronghold Digital Mining, Inc. • Services-computer processing & data preparation • New York
iMEDIA BRANDS, INC. $75,000,000 8.50% Senior Unsecured Notes Due 2026 Underwriting AgreementUnderwriting Agreement • September 28th, 2021 • iMedia Brands, Inc. • Retail-catalog & mail-order houses • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • March 15th, 2019 • Kopin Corp • Semiconductors & related devices • New York
Kopin Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters (collectively, the “Underwriters”) named in Schedule I to this agreement (this “Agreement”) for whom you are acting as representative (the “Representative”), an aggregate of 7,272,727 shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,090,909 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares.”
10,630,000 Ordinary Shares INTEC PHARMA LTD. UNDERWRITING AGREEMENT (this “Agreement”)Underwriting Agreement • August 21st, 2017 • Intec Pharma Ltd. • Pharmaceutical preparations • New York
Intec Pharma Ltd., a company organized and existing under the laws of the State of Israel, public company number 513022780 (the “Company”), proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of 10,630,000 ordinary shares (the “Firm Shares”), no par value, of the Company (the “Ordinary Shares”). The respective amounts of the Firm Shares to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an aggregate of 1,594,500 additional Ordinary Shares (the “Option Shares”) from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively called the “Shares.”
CONNECTONE BANCORP, INC. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 14th, 2016 • ConnectOne Bancorp, Inc. • State commercial banks • New York
ConnectOne Bancorp, Inc., a New Jersey corporation (the “Company”), confirms its agreement with each of the underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 1,443,299 shares (the “Initial Shares”) of Common Stock, no par value per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, in the respective number of Initial Shares set forth opposite the names of each of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 216,495 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names
PACIFIC DATAVISION, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 13th, 2015 • Pacific DataVision, Inc. • Telephone communications (no radiotelephone) • New York
Pacific DataVision, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (the “Representative”), with respect to (i) the sale by the Company of 1,500,000 shares (the “Initial Shares”) of Common Stock, par value $0.0001 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 225,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names of the Underwrite
PACIFIC DATAVISION, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 6th, 2015 • Pacific DataVision, Inc. • Telephone communications (no radiotelephone) • New York
Pacific DataVision, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (the “Representative”), with respect to (i) the sale by the Company of 1,600,000 shares (the “Initial Shares”) of Common Stock, par value $0.0001 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 240,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names of the Underwrite
ATLANTIC COAST FINANCIAL CORPORATION (a Maryland Corporation) Shares of Common Stock Par Value $0.01 per Share Underwriting AgreementUnderwriting Agreement • November 22nd, 2013 • Atlantic Coast Financial CORP • Savings institution, federally chartered • New York
Shares STEMLINE THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2012 • Stemline Therapeutics Inc • Pharmaceutical preparations • New York
Stemline Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of shares (the “Firm Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”). The respective amounts of the Firm Shares to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional shares (the “Option Shares”) of Common Stock from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively called the “Shares.”
HOMESTREET, INC. 1,590,909 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 10th, 2012 • HomeStreet, Inc. • Savings institutions, not federally chartered • New York
HomeStreet, Inc., a Washington corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule II hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 1,590,909 shares (the “Initial Shares”) of Common Stock, no par value per share, of the Company (the “Common Stock”) in the number of shares set forth opposite the name of the Company in Schedule I hereto, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule II hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 238,636 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company in the number of shares of Common Stock set forth opposit
HOMESTREET, INC. [7,826,087] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2011 • HomeStreet, Inc. • Savings institutions, not federally chartered • New York
HomeStreet, Inc., a Washington corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule II hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of [7,826,087] shares (the “Initial Shares”) of Common Stock, no par value per share, of the Company (the “Common Stock”) in the number of shares set forth opposite the name of the Company in Schedule I hereto, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule II hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of [1,173,913] additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company in the number of shares of Common Stock set forth o
Shares ENVIVIO, INC. Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2011 • Envivio Inc • Radio & tv broadcasting & communications equipment • New York
Envivio, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom STIFEL, NICOLAUS & COMPANY, INCORPORATED and PIPER JAFFRAY & CO. are acting as representatives (the “Representatives”) an aggregate of shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
3,333,334 Shares HopFed Bancorp, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2010 • Hopfed Bancorp Inc • Savings institution, federally chartered • Illinois
HopFed Bancorp, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Howe Barnes Hoefer & Arnett, Inc. is acting as representative (the “Representative”) an aggregate of 3,333,334 shares (the “Firm Shares”) of the common stock, $0.01 par value per share, of the Company (“Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments, if any, in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 500,000 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares.”
PATRIOT RISK MANAGEMENT, INC. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 19th, 2010 • Patriot Risk Management, Inc. • Fire, marine & casualty insurance • New York
Patriot Risk Management, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the underwriters listed on Schedule I hereto (collectively, the “Underwriters”) for whom FBR Capital Markets & Co. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 17,000,000 shares (the “Initial Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 2,550,000 additional shares of Common Stock (the “Option Shares”) to cover over-allotments, if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the
CADENCE FINANCIAL CORPORATION [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 28th, 2009 • Cadence Financial Corp • National commercial banks • Virginia
Cadence Financial Corporation, a Mississippi corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of [ ] shares (the “Initial Shares”) of common stock, par value $1.00 per share (the “Common Stock”), of the Company, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of [ ] additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names of e
UNDERWRITING AGREEMENTUnderwriting Agreement • June 18th, 2009 • Immunogen Inc • Pharmaceutical preparations • New York
ImmunoGen, Inc., a Massachusetts corporation (the “Company”), proposes, subject to the terms and conditions contained herein, to sell to you, Oppenheimer & Co. Inc., and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of 5,000,000 shares (the “Firm Shares”) of the Company’s common stock, $.01 par value per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional 750,000 shares (the “Company Option Shares”) of Common Stock from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively called the “Shares.”
Goldleaf Financial Solutions, Inc. (f/k/a Private Business, Inc.) Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 6th, 2006 • Goldleaf Financial Solutions Inc. • Services-prepackaged software • Virginia
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. as Representative of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209
Goldleaf Financial Solutions, Inc. (f/k/a Private Business, Inc.) Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2006 • Goldleaf Financial Solutions Inc. • Services-prepackaged software • Virginia
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. as Representative of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209
HIGHLAND HOSPITALITY CORPORATION Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2006 • Highland Hospitality Corp • Real estate investment trusts • New York
HIGHLAND HOSPITALITY CORPORATION 7.875% Series A Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2005 • Highland Hospitality Corp • Real estate investment trusts • New York
the Registration Statement or the Prospectus, other than those disclosed therein, or (iii) there are any contracts or documents of a character required to be described in the Registration Statement or the Prospectus or to be filed as exhibits to the Registration Statement that are not described or referred to therein or so filed; provided that in making the foregoing statements, we do not express any belief with respect to the financial statements and supporting schedules and other financial or accounting information and data derived from such financial statements and schedules or the books and records of the Company contained or incorporated by reference in or omitted from the Registration Statement or the Prospectus.
HIGHLAND HOSPITALITY CORPORATION Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2005 • Highland Hospitality Corp • Real estate investment trusts • New York
governmental proceedings pending or threatened against the Company that are required to be disclosed in the Registration Statement or the Prospectus, other than those disclosed therein, or (iii) there are any contracts or documents of a character required to be described in the Registration Statement or the Prospectus or to be filed as exhibits to the Registration Statement that are not described or referred to therein or so filed; provided that in making the foregoing statements, we do not express any belief with respect to the financial statements and supporting schedules and other financial or accounting information and data derived from such financial statements and schedules or the books and records of the Company contained or incorporated by reference in or omitted from the Registration Statement or the Prospectus.
Jameson Inns, Inc. 43,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 21st, 2004 • Jameson Inns Inc • Real estate investment trusts • New York
Jameson Inns, Inc., a Georgia corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Friedman, Billings, Ramsey & Co., Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 43,000,000 shares (the “Initial Shares”) of common stock, par value $0.10 per share, of the Company (the “Common Stock”) and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 6,450,000 additional shares of Common Stock solely to cover over-allotments (the “Option Shares”), if any, from the Company in the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto.
