Common Contracts

Contract

Uniform Type 2 Introducer/Carrier Broker Agreement • June 29th, 2023

• Contract Type
  Uniform Type 2 Introducer/Carrier Broker Agreement
• Filed
  June 29th, 2023

This is revised Schedule "H" to the Uniform Type 2 Introducer/Carrier Broker Agreement dated the ________ day of ____________ , 20_____ made between [Name of T2CB] and [Name of T2IB] ("Agreement") in accordance with the Investment Dealer and Partially Consolidated (IDPC) Rule 2400 of the Canadian Investment Regulatory Organization (CIRO). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of IDPC Rule 2400 and the requirements of CIRO relating to such Rule or the parties.

This is revised Schedule "H" to the Uniform Type 2 Introducer/Carrier Broker Agreement dated the ________ day of ____________ , 20 made between [Name

Uniform Type 2 Introducer/Carrier Broker Agreement • December 10th, 2021

• Contract Type
  Uniform Type 2 Introducer/Carrier Broker Agreement
• Filed
  December 10th, 2021

of T2CB] and [Name of T2IB] ("Agreement") in accordance with Rule 2400 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of Rule 2400 and the requirements of IIROC relating to such Rule or the parties.

Contract

Uniform Type 2 Introducer/Carrier Broker Agreement • April 23rd, 2018

• Contract Type
  Uniform Type 2 Introducer/Carrier Broker Agreement
• Filed
  April 23rd, 2018

This is revised Schedule "H" to the Uniform Type 2 Introducer/Carrier Broker Agreement dated the day of , 20 made between [Name of T2CB] and [Name of T2IB] ("Agreement") in accordance with Rule 35 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of Rule 35 and the requirements of IIROC relating to such Rule or the parties.