Underwriting AgreementUnderwriting Agreement • October 25th, 2019 • New Mountain Finance Corp • New York
Contract Type FiledOctober 25th, 2019 Company JurisdictionNew Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 8,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share, of the Company (“Stock”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 1,200,000 shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.” If the only firms listed in Schedule I hereto are the Representatives, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to refer to such firms. Further, if only one firm is listed in Schedule I hereto, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to mean “Underwriter” and “Representat
Underwriting AgreementUnderwriting Agreement • April 25th, 2014 • Medley Capital Corp • New York
Contract Type FiledApril 25th, 2014 Company JurisdictionMedley Capital Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 6,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 900,000 additional shares (the “Optional Shares”) of common stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).