ICOSAVAX, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 16th, 2022 • Icosavax, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 16th, 2022 Company Industry JurisdictionIcosavax, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
ATOMERA INCORPORATED $50,000,000 COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 31st, 2022 • Atomera Inc • Semiconductors & related devices • New York
Contract Type FiledMay 31st, 2022 Company Industry JurisdictionAtomera Incorporated, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc. and Craig-Hallum Capital Group LLC, as follows:
KAZIA THERAPEUTICS LIMITED AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 22nd, 2022 • Kazia Therapeutics LTD • Pharmaceutical preparations • New York
Contract Type FiledApril 22nd, 2022 Company Industry JurisdictionKazia Therapeutics Limited ACN 063 259 754, an Australian public company limited by shares (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
ONDAS HOLDINGS INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 22nd, 2022 • Ondas Holdings Inc. • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledMarch 22nd, 2022 Company Industry JurisdictionOndas Holdings Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
FREQUENCY THERAPEUTICS, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 10th, 2021 • Frequency Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 10th, 2021 Company Industry JurisdictionFrequency Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
STRATA SKIN SCIENCES, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 18th, 2021 • STRATA Skin Sciences, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 18th, 2021 Company Industry JurisdictionSTRATA Skin Sciences, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc., as follows:
PROCESSA PHARMACEUTICALS, Inc. $30 Million OF COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 20th, 2021 • Processa Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 20th, 2021 Company Industry JurisdictionProcessa Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
CYCLO THERAPEUTICS, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 16th, 2021 • Cyclo Therapeutics, Inc. • Industrial organic chemicals • New York
Contract Type FiledAugust 16th, 2021 Company Industry JurisdictionCyclo Therapeutics, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
AKERNA CORP. $25,000,000 COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 23rd, 2021 • Akerna Corp. • Services-computer processing & data preparation • New York
Contract Type FiledJuly 23rd, 2021 Company Industry JurisdictionAkerna Corp., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
REZOLUTE, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 18th, 2020 • Rezolute, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 18th, 2020 Company Industry JurisdictionRezolute, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
ATOSSA THERAPEUTICS, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 25th, 2020 • Atossa Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 25th, 2020 Company Industry JurisdictionAtossa Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Maxim Group LLC, as follows:
THE EXONE COMPANY COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 11th, 2020 • ExOne Co • Printing trades machinery & equipment • New York
Contract Type FiledSeptember 11th, 2020 Company Industry JurisdictionThe ExOne Company, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Canaccord Genuity LLC, as follows:
COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 11th, 2020 • Cellectar Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 11th, 2020 Company Industry JurisdictionCellectar Biosciences, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
THE EXONE COMPANY COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 11th, 2020 • ExOne Co • Printing trades machinery & equipment • New York
Contract Type FiledJune 11th, 2020 Company Industry JurisdictionThe ExOne Company, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
ISORAY, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 6th, 2020 • Isoray, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 6th, 2020 Company Industry JurisdictionIsoray, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
ATOSSA THERAPEUTICS, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 10th, 2020 • Atossa Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 10th, 2020 Company Industry JurisdictionAtossa Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 20th, 2019 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 20th, 2019 Company Industry JurisdictionInterpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
VASCULAR BIOGENICS LTD. ORDINARY SHARES EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 17th, 2019 • Vascular Biogenics Ltd. • Pharmaceutical preparations • New York
Contract Type FiledMay 17th, 2019 Company Industry JurisdictionVascular Biogenics Ltd., a company organized under the laws of the State of Israel (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
VOLITIONRX LIMITED COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 10th, 2018 • Volitionrx LTD • In vitro & in vivo diagnostic substances
Contract Type FiledSeptember 10th, 2018 Company IndustryVolitionRx Limited, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows: