GREAT BASIN SCIENTIFIC, INC. ______ Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two Shares of Common Stock and ______ Class B Units, Each Class B Unit Consisting of one Series K...Placement Agent Agreement • June 8th, 2017 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 8th, 2017 Company Industry Jurisdiction
INTERNATIONAL STEM CELL CORPORATION 20,000,000 Units Each Unit Consisting of One Share of Common Stock and One Series A Warrant to Purchase One Share of Common Stock and 20,000,000 Series B Warrants, Each to Purchase One Unit PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 19th, 2013 • International Stem Cell CORP • Pharmaceutical preparations • New York
Contract Type FiledJuly 19th, 2013 Company Industry Jurisdiction
INTERNATIONAL STEM CELL CORPORATION — Units Each Unit Consisting of One Share of Common Stock and One Series A Warrant to Purchase One Share of Common Stock and — Series B Warrants, Each to Purchase One Unit PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 2nd, 2013 • International Stem Cell CORP • Pharmaceutical preparations • New York
Contract Type FiledJuly 2nd, 2013 Company Industry Jurisdiction
SOMAXON PHARMACEUTICALS, INC. 9,422,496 shares of Common Stock and Warrants to purchase up to 4,711,248 shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 20th, 2012 • Somaxon Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 20th, 2012 Company Industry Jurisdiction
LPATH, INC. · Units Each Consisting of One Share of Common Stock and · of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 23rd, 2011 • Lpath, Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 23rd, 2011 Company Industry JurisdictionIn addition, the undersigned hereby waives, from the date hereof until the expiration of the ninety (90) day period following the date of the Company’s final prospectus, any and all rights, if any, to request or demand registration pursuant to the Securities Act of 1933, as amended, of any shares of Common Stock or securities convertible into or exercisable or exchangeable for Common Stock that are registered in the name of the undersigned or that are Beneficially Owned Shares. In order to enable the aforesaid covenants to be enforced, the undersigned hereby consents to the placing of legends and/or stop transfer orders with the transfer agent of the Common Stock with respect to any shares of Common Stock, securities convertible into or exercisable or exchangeable for Common Stock or Beneficially Owned Shares.