Cypress Semiconductor CorporationRegistration Rights Agreement • August 10th, 2007 • Cypress Semiconductor Corp /De/ • Semiconductors & related devices • New York
Contract Type FiledAugust 10th, 2007 Company Industry JurisdictionCypress Semiconductor Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc. and Lehman Brothers Inc. (collectively, the “Initial Purchasers”), upon the terms set forth in the Purchase Agreement, dated as of March 7, 2007 (the “Purchase Agreement”), $500,000,000 aggregate principal amount (plus up to an additional $100,000,000 principal amount) of its 1.00% Convertible Senior Notes due September 15, 2009 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated March 7, 2007. The Initial Securities will be issued pursuant to an Indenture of even date herewith (as may be amended, modified or supplemented from time to time, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”). As a
95,000,000 Principal Amount EVERGREEN ENERGY INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 30th, 2007 • Evergreen Energy Inc • Bituminous coal & lignite surface mining • New York
Contract Type FiledJuly 30th, 2007 Company Industry JurisdictionEvergreen Energy Inc., a Delaware corporation (the “Issuer”), proposes to issue and sell to Credit Suisse Securities (USA) LLC, Capital One Southcoast, Inc., Natexis Bleichroeder Inc. and Johnson Rice & Company L.L.C. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $95,000,000 aggregate principal amount of its 8.00% Convertible Secured Notes due 2012 (the “Initial Securities”) to be guaranteed (the “Guaranties”) by Evergreen Operations, LLC, a Delaware limited liability company, KFx Operations, LLC, a Wyoming limited liability company, Landrica Development Company, a South Dakota corporation, KFx Plant, LLC, a Wyoming limited liability company and Buckeye Industrial Mining Co., an Ohio corporation, the “Guarantors” and, collectively with the Issuer, the “Company”). The Initial Securities will be convertible into shares of common stock, par value $.001 per share, of the Issuer (the “Common Stock
KOMAG, INCORPORATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 28th, 2007 • Komag Inc /De/ • Magnetic & optical recording media • New York
Contract Type FiledMarch 28th, 2007 Company Industry JurisdictionKomag, Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., and Piper Jaffray & Co. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement, dated as of March 22, 2007 (the “Purchase Agreement”), $220 million aggregate principal amount (plus up to an additional $30 million principal amount if the Initial Purchasers exercise their overallotment option in full pursuant to the terms of the Purchase Agreement) of its 2.125% Convertible Subordinated Notes due 2014 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion rate set forth in the Offering Circular dated March 22, 2007 (the “Offering Circular”). The Initial Securities will be issued pursuant to an Indenture, dated as of March 28, 2007 (the “Indenture”)
KEMET CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 28th, 2007 • Kemet Corp • Electronic components & accessories • New York
Contract Type FiledFebruary 28th, 2007 Company Industry JurisdictionKEMET Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement dated as of October 26, 2006 (the “Purchase Agreement”), $160,000,000 aggregate principal amount (plus up to an additional $15,000,000 principal amount) of its 2.25% Convertible Notes Due November 2026 (the “Initial Securities”) The Initial Securities will be convertible into shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated October 26, 2006. The Initial Securities will be issued pursuant to an Indenture, dated as of November 1, 2006 (the “Indenture”), among the Company and Wachovia Bank, National Association, as trustee (the “Trustee”). As an inducement to the Initial Purchasers to enter into the Purchase Agreement, the Company agrees with
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 21st, 2004 • Cephalon Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 21st, 2004 Company Industry JurisdictionCephalon, Inc., a Delaware corporation (the “Company”) proposes to offer to holders (the “Holders”) of its outstanding $375,000,000 of Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2008 and its outstanding $375,000,000 of Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2010 (collectively, the “Existing Securities”) to exchange in an exchange offer (the “Exchange Offer”) new securities (the “New Securities”) for any and all of its Existing Securities. The New Securities will be convertible into shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offer to Exchange dated November 16, 2004 (the “Offer to Exchange”). The New Securities will be issued pursuant to an Indenture, dated as of December 20, 2004 (the “Indenture”), among the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Company hereby agrees for the ben
DIGITAL RIVER, INC.Registration Rights Agreement • July 13th, 2004 • Digital River Inc /De • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledJuly 13th, 2004 Company Industry JurisdictionDigital River, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC, Harris Nesbitt Corp. and RBC Capital Markets Corporation (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement dated May 26, 2004 (the “Purchase Agreement”), $175,000,000 aggregate principal amount (plus up to an additional $20,000,000 principal amount) of its 1.25% Convertible Senior Notes due January 1, 2024 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated May 26, 2004. The Initial Securities will be issued pursuant to an Indenture, dated as of June 1, 2004 (the “Indenture”), among the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”). As an inducement to the Initial Purchasers to enter into the Purchase Agreement, the Com
QUANEX CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 9th, 2004 • Quanex Corp • Rolling drawing & extruding of nonferrous metals • New York
Contract Type FiledJune 9th, 2004 Company Industry JurisdictionQuanex Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC, Bear, Stearns & Co. Inc., Robert W. Baird & Co. Incorporated and KeyBanc Capital Markets, A Division of McDonald Investments Inc. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $100,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount pursuant to an option granted thereunder) of its 2.50% Convertible Senior Debentures due May 15, 2034 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $.50 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated April 29, 2004. The Initial Securities will be issued pursuant to an Indenture, dated as of May 5, 2004 (the “Indenture”), between the Company and Union Bank of California, N.A., as t
UNITEDGLOBALCOM, INC.Registration Rights Agreement • April 7th, 2004 • Unitedglobalcom Inc • Cable & other pay television services • New York
Contract Type FiledApril 7th, 2004 Company Industry JurisdictionUnitedGlobalCom, Inc., a Delaware corporation (the “Issuer”), proposes to issue and sell to Credit Suisse First Boston LLC (the “Initial Purchaser”), upon the terms set forth in a purchase agreement dated as of April 1, 2004 (the “Purchase Agreement”), €500,000,000 aggregate principal amount (plus up to an additional €125,000,000 principal amount) of its 1 ¾% Convertible Senior Notes due April 15, 2024 (the “Initial Securities”). The Initial Securities will be convertible into shares of Class A common stock, par value $0.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Memorandum, dated April 1, 2004. The Initial Securities will be issued pursuant to an Indenture, dated as of April 6, 2004 (the “Indenture”), among the Issuer and The Bank of New York, as trustee (the “Trustee”). As an inducement to the Initial Purchaser to enter into the Purchase Agreement, the Company agrees with the Initial Purchaser, for the benefit of (i) the Initia
Citadel Broadcasting CorporationRegistration Rights Agreement • March 16th, 2004 • Citadel Broadcasting Corp • Radio broadcasting stations • New York
Contract Type FiledMarch 16th, 2004 Company Industry JurisdictionCitadel Broadcasting Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC, Goldman, Sachs & Co., Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc., UBS Securities LLC and Wachovia Capital Markets, LLC (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $300,000,000 aggregate principal amount (plus up to an additional $60,000,000 principal amount) of its 1.875% Convertible Subordinated Notes Due 2011 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated February 11, 2004. The Initial Securities will be issued pursuant to an Indenture, dated as of February 18, 2004 (the “Indenture”), a
MENTOR CORPORATION 2¾% Convertible Subordinated Notes due 2024 REGISTRATION RIGHTS AGREEMENT December 22, 2003Registration Rights Agreement • February 13th, 2004 • Mentor Corp /Mn/ • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledFebruary 13th, 2004 Company Industry JurisdictionMentor Corporation, a Minnesota corporation (the "Company"), proposes to issue and sell to Credit Suisse First Boston LLC (the "Initial Purchaser"), upon the terms set forth in a purchase agreement of even date herewith (the "Purchase Agreement"), $125,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount) of its 2¾% Convertible Subordinated Notes due 2024 (the "Initial Securities"). The Initial Securities will be convertible into shares of common stock, par value $0.10 per share, of the Company (the "Common Stock") at the conversion price set forth in the Offering Circular dated December 17, 2003. The Initial Securities will be issued pursuant to an Indenture, dated as of December 22, 2003 (the "Indenture"), between the Company and U.S. Bank National Association, as trustee (the "Trustee"). As an inducement to the Initial Purchaser to enter into the Purchase Agreement, the Company agrees with the Initial Purchaser, for the benefit of (i) the Initial
CABLE DESIGN TECHNOLOGIES CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 29th, 2003 • Cable Design Technologies Corp • Drawing & insulating of nonferrous wire • New York
Contract Type FiledOctober 29th, 2003 Company Industry JurisdictionCable Design Technologies Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC (the “Initial Purchaser”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $110,000,000 aggregate principal amount of its 4.00% Convertible Subordinated Debentures due July 15, 2023 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $.01 per share, of the Company (the “Common Stock”) at the conversion price set forth in the Offering Circular dated July 1, 2003. The Initial Securities will be issued pursuant to an Indenture, dated as of July 8, 2003 (the “Indenture”), among the Company and U.S. Bank N.A., as trustee (the “Trustee”). As an inducement to the Initial Purchaser to enter into the Purchase Agreement, the Company agrees with the Initial Purchaser, for the benefit of (i) the Initial Purchaser and (ii) the holders of the Initial Secu
ADC Telecommunications, Inc.Registration Rights Agreement • September 12th, 2003 • Adc Telecommunications Inc • Telephone & telegraph apparatus • New York
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionADC Telecommunications, Inc., a Minnesota corporation (the “Company”), proposes to issue and sell to Banc of America Securities LLC, Credit Suisse First Boston LLC, Merrill Lynch Pierce Fenner & Smith Incorporated and the other initial purchasers listed on Schedule A of the Purchase Agreement referred to below (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement dated May 29, 2003 (the “Purchase Agreement”), $175,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount) of its 1.00% Convertible Subordinated Notes due 2008 and $175,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount) of its Floating Rate Subordinated Notes due 2013 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $0.20 per share, of the Company (including any security issued with respect thereto upon any stock dividend, split or similar dividend, the “C
CEPHALON, INC. $375,000,000 Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2008 $375,000,000 Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2010Registration Rights Agreement • August 14th, 2003 • Cephalon Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 14th, 2003 Company Industry JurisdictionCephalon, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC (the “Lead Purchaser”), CIBC World Markets Corp., J.P. Morgan Securities Inc., Morgan Stanley & Co. Incorporated, SG Cowen Securities Corporation, ABN AMRO Rothschild LLC, Citigroup Global Markets Inc. and Lehman Brothers Inc. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement dated as of June 6, 2003 (the “Purchase Agreement”), $300,000,000 aggregate principal amount (plus an additional $75,000,000 principal amount pursuant to an option granted thereunder) of its Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2008, and $300,000,000 aggregate principal amount (plus an additional $75,000,000 principal amount pursuant to an option granted thereunder) of its Zero Coupon Convertible Subordinated Notes due June 15, 2033, First Putable June 15, 2010 (together, the “Initial Securities”). The Initial S
DUPONT PHOTOMASKS, INC. REGISTRATION RIGHTS AGREEMENT AMONG DUPONT PHOTOMASKS, INC., CREDIT SUISSE FIRST BOSTON LLC AND LEHMAN BROTHERS INC. DATED AS OF MAY 5, 2003 DUPONT PHOTOMASKS, INC.Registration Rights Agreement • May 8th, 2003 • Dupont Photomasks Inc • Special industry machinery, nec • New York
Contract Type FiledMay 8th, 2003 Company Industry JurisdictionDuPont Photomasks, Inc., Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse First Boston LLC and Lehman Brothers Inc. (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $105,000,000 aggregate principal amount (plus up to an additional $20,000,000 principal amount) of its 1.25% Convertible Subordinated Notes due May 15, 2008 (the “Initial Securities”). The Initial Securities will be convertible into shares of common stock, par value $.01 per share, of the Company (the “Common Stock”) initially at the conversion price set forth in the Offering Circular dated April 29, 2003. The Initial Securities will be issued pursuant to an Indenture, dated as of May 5, 2003 (the “Indenture”), among the Company and JP Morgan Chase Bank, a New York banking corporation, as trustee (the “Trustee”). As an inducement to the Initial Purchasers to enter into the Purchase Agreement, the Comp
McDATA CORPORATION 21/4% Convertible Subordinated Notes due 2010 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 14th, 2003 • McData Corp • Communications equipment, nec • New York
Contract Type FiledFebruary 14th, 2003 Company Industry JurisdictionMcDATA Corporation, a Delaware corporation (the "Company"), proposes to issue and sell to Banc of America Securities LLC, Credit Suisse Boston LLC and Salomon Smith Barney Inc. (collectively, the "Initial Purchasers"), upon the terms set forth in a purchase agreement of even date herewith (the "Purchase Agreement"), $150,000,000 aggregate principal amount (plus up to an additional $22,500,000 principal amount) of its 21/4% Convertible Subordinated Notes due 2010 (the "Initial Securities"). The Initial Securities will be convertible into shares of Class A Common Stock, par value $.01 per share, of the Company (the "Common Stock") at the conversion price set forth in the Offering Memorandum dated February 3, 2002 (the "Offering Memorandum"). The Initial Securities will be issued pursuant to an Indenture, dated as of February 7, 2003 (the "Indenture"), among the Company and Wells Fargo Bank Minnesota, National Association, as trustee (the "Trustee"). As an inducement to the Initial Purcha
ABGENIX, INC. 31/2% Convertible Subordinated Notes Due 2007 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 15th, 2002 • Abgenix Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 15th, 2002 Company Industry JurisdictionAbgenix, Inc., a Delaware corporation (the "Company") proposes to issue and sell to Credit Suisse First Boston Corporation, Banc of America Securities LLC and Robertson Stephens, Inc. (collectively, the "Initial Purchasers"), upon the terms set forth in a purchase agreement dated as of February 27, 2002 (the "Purchase Agreement"), $200,000,000 aggregate principal amount (plus up to an additional $50,000,000 principal amount) of its 31/2% Convertible Subordinated Notes due 2007 (the "Initial Securities"). The Initial Securities will be convertible into shares of common stock, par value $0.0001 per share, of the Company (the "Common Stock") at the conversion price set forth in the Offering Circular dated February 27, 2002 (the "Offering Circular"). The Initial Securities will be issued pursuant to an Indenture, dated as of the date hereof (the "Indenture"), between the Company and State Street Bank and Trust Company of California, N.A., as trustee (the "Trustee"). As an inducement to the