Five Below, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • June 12th, 2012 • Five Below, Inc • Retail-variety stores • New York
Contract Type FiledJune 12th, 2012 Company Industry JurisdictionFive Below, Inc., a Pennsylvania corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of common stock (“Stock”) of the Company and the shareholders of the Company named in Schedule II hereto (the “Selling Shareholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of shares and, at the election of the Underwriters, up to additional shares of Stock. The aggregate of shares to be sold by the Company and the Selling Shareholders is herein called the “Firm Shares” and the aggregate of additional shares to be sold by the Selling Shareholders is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Tumi Holdings, Inc. [ ] Shares Common Stock, Par Value $0.01 Per Share Underwriting AgreementUnderwriting Agreement • April 13th, 2012 • Tumi Holdings, Inc. • Leather & leather products • New York
Contract Type FiledApril 13th, 2012 Company Industry JurisdictionTumi Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman Sachs & Co. and Credit Suisse Securities (USA) LLC are acting as representatives (the “Representatives”), an aggregate of [ ] shares of the Company’s common stock, par value $0.01 per share (the “Stock”), and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of [ ] shares and, at the election of the Underwriters, up to [ ] additional shares, of Stock. The aggregate of [ ] shares to be sold by the Company and the Selling Stockholders is herein called the “Firm Shares” and the aggregate of [ ] additional shares to be sold by the Selling Stockholders is herein called the “Optional Shares”. The Firm Shares and the Optional Shares
Ellie Mae, Inc. Common Stock, par value $0.0001 per share Underwriting AgreementUnderwriting Agreement • February 17th, 2011 • Ellie Mae Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 17th, 2011 Company Industry JurisdictionEllie Mae, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom Barclays Capital Inc. is acting as representative (the “Representative” or “you”) an aggregate of [ ] shares of Common Stock, par value $0.0001 per share, (“Stock”) of the Company and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of [ ] shares and, at the election of the Underwriters, up to [ ] additional shares of Stock. The aggregate of [ ] shares to be sold by the Company and the Selling Stockholders is herein called the “Firm Shares” and the aggregate of [ ] additional shares to be sold by the Selling Stockholders is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase
Medidata Solutions, Inc. Common Stock ($0.01 par value per share) Underwriting AgreementUnderwriting Agreement • November 20th, 2009 • Medidata Solutions, Inc. • Services-prepackaged software • New York
Contract Type FiledNovember 20th, 2009 Company Industry JurisdictionCertain stockholders named in Schedule IV hereto (the “Selling Stockholders”) of Medidata Solutions, Inc., a Delaware corporation (the “Company”), propose, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of . . . . . . . shares (the “Firm Shares”) and, at the election of the Underwriters, up to . . . . . . . additional shares (the “Optional Shares”) of Common Stock, par value $0.01 per share (“Stock”) of the Company (the Firm Shares and the Optional Shares which the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”). Citigroup Global Markets Inc. and Credit Suisse Securities (USA) LLC are acting as the “Lead Managers” in connection with the offering and sale of the Shares contemplated herein.
Underwriting AgreementUnderwriting Agreement • November 2nd, 2006 • Occam Networks Inc/De • Computer communications equipment • New York
Contract Type FiledNovember 2nd, 2006 Company Industry JurisdictionOccam Networks, Inc., a Delaware Corporation (“Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,250,000 shares of common stock (“Stock”), par value $0.001 per share, of the Company, and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 1,500,000 shares. Certain selling stockholders, together with certain members of management, have granted the underwriters a 30-day option to purchase up to an additional 755,000 shares, and the Company has granted the Underwriters a 30-day option to purchase up to an additional 32,500 shares, in each case solely to cover over-allotments, if any. The aggregate of 3,750,000 shares to be sold by the Company and the Selling Stockholders is herein called the “Firm Shares” and the aggregate of