As Trustees under Mortgage and Deed of Trust, dated as ofSupplemental Indenture • March 26th, 2009 • Northwestern Corp • Electric & other services combined
Contract Type FiledMarch 26th, 2009 Company Industrywith a buyer in the United States, (ii) no directed selling efforts have been made in contravention of the requirements of Rule 903(b) or Rule 904(b) of Regulation S under the Securities Act, (iii)-the transaction is not part of a plan or scheme to evade the registration requirements of the Securities Act and (iv) if the proposed transfer is being made prior to the expiration of the Restricted Period, the transfer is not being made to a U.S. Person or for the account or benefit of a U.S. Person (other than an Initial Purchaser). Upon consummation of the proposed transfer in accordance with the terms of the Indenture, the transferred beneficial interest or Certificated Bond will be subject to the restrictions on Transfer enumerated in the Private Placement Legend printed on the Regulation S Global Bond, and/or the Certificated Bond and in the Indenture and the Securities Act.
NORTHWESTERN CORPORATION TO THE BANK OF NEW YORK AND MING RYAN As Trustees under Mortgage and Deed of Trust, dated as of October 1, 1945, with NorthWestern Corporation TWENTY-SIXTH SUPPLEMENTAL INDENTURE Providing, among other things, for First...Supplemental Indenture • September 14th, 2006 • Northwestern Corp • Electric & other services combined
Contract Type FiledSeptember 14th, 2006 Company Industryoriginated, the Transferee was outside the United States or such Transferor and any Person acting on its behalf reasonably believed and believes that the Transferee was outside the United States or (y) the transaction was executed in, on or through the facilities of a designated offshore securities market and neither such Transferor nor any Person acting on its behalf knows that the transaction was prearranged with a buyer in the United States, (ii) no directed selling efforts have been made in contravention of the requirements of Rule 903(b) or Rule 904(b) of Regulation S under the Securities Act, (iii)-the transaction is not part of a plan or scheme to evade the registration requirements of the Securities Act and (iv) if the proposed transfer is being made prior to the expiration of the Restricted Period, the transfer is not being made to a U.S. Person or for the account or benefit of a U.S. Person (other than an Initial Purchaser). Upon consummation of the proposed transfer in accor