Common Contracts
47 similar Underwriting Agreement contracts by New York Mortgage Trust Inc, Arlington Asset Investment Corp., Armour Residential REIT, Inc., BofI Holding, Inc.
NEW YORK MORTGAGE TRUST, INC. $60,000,000 9.125% Senior Notes due 2029 UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2024 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) $60,000,000 aggregate principal amount of its 9.125% Senior Notes due 2029 (the “Firm Securities”). At the option of the Underwriters, the Company also proposes to issue and sell to the Underwriters up to an additional $9,000,000 aggregate principal amount of its 9.125% Senior Notes due 2029 (the “Optional Securities” and together with the Firm Securities, the “Securities”) to cover over-allotments, if any. The Securities will be issued pursuant to an Indenture, dated as of January 23, 2017 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a second supplemental indenture (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), to be dated as of June 28, 2
NEW YORK MORTGAGE TRUST, INC. 3,000,000 Shares of 7.000% Series G Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2021 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its 7.000% Series G Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series G Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2021 • Arlington Asset Investment Corp. • Real estate investment trusts • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $33,500,000 of the Company’s 6.00% Senior Notes due 2026 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $5,000,000 aggregate principal amount of the Company’s 6.00% Senior Notes due 2026 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions o
NEW YORK MORTGAGE TRUST, INC. 5,000,000 Shares of 6.875% Series F Fixed-to- Floating Rate Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2021 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Securities”) of its 6.875% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series F Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 44,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2020 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 44,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 30,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 10th, 2020 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 30,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 25,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 22nd, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 25,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 6,000,000 Shares of 7.875% Series E Fixed-to- Floating Rate Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 15th, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 6,000,000 shares (the “Firm Securities”) of its 7.875% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series E Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 25,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 13th, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 25,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 20,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 22nd, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 20,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 18,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 13th, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 18,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 15,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 1st, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 15,000,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 12,600,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 11th, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 12,600,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 12,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2018 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 12,500,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 12,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 14th, 2018 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 12,500,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 5,000,000 Shares of 8.00% Series D Fixed-to- Floating Rate Cumulative Redeemable Preferred Stock(1) UNDERWRITING AGREEMENTUnderwriting Agreement • October 10th, 2017 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Securities”) of its 8.00% Series D Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series D Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. $120,000,000 6.25% Senior Convertible Notes due 2022 UNDERWRITING AGREEMENTUnderwriting Agreement • January 23rd, 2017 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) $120,000,000 aggregate principal amount of its 6.25% Senior Convertible Notes due 2022 (the “Firm Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriter, and the terms Representative and Underwriters shall mean either the singular or plural as the context requires. At the option of the Underwriters, the Company also proposes to issue and sell to the Underwriters up to an additional $18,000,000 aggregate principal amount of its 6.25% Senior Convertible Notes due 2022 (the “Optional Securities” and together with the Firm Securities, the “Securities”) to cover over-allotments, if any. The Securities will be convertible into shares of common stock o
BOFI HOLDING INC.Underwriting Agreement • February 26th, 2016 • BofI Holding, Inc. • Savings institution, federally chartered • New York
BofI Holding, Inc., a Delaware corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $45,000,000 of the Company’s 6.25% Subordinated Notes due 2026 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $6,750,000 aggregate principal amount of the Company’s 6.25% Subordinated Notes due 2026 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions of
NEW YORK MORTGAGE TRUST, INC. 3,600,000 Shares of 7.875% Series C Cumulative Redeemable Preferred Stock 1 UNDERWRITING AGREEMENTUnderwriting Agreement • April 21st, 2015 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,600,000 shares (the “Firm Securities”) of its 7.875% Series C Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series C Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. $32,000,000 6.75% Fixed Rate Senior Unsecured Notes due 20251 UNDERWRITING AGREEMENT March 11, 2015Underwriting Agreement • March 17th, 2015 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $32,000,000 of the Company’s 6.75% Senior Notes due 2025 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $4,800,000 aggregate principal amount of the Company’s 6.75% Senior Notes due 2025 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions o
NEW YORK MORTGAGE TRUST, INC. 13,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 26th, 2014 • New York Mortgage Trust Inc • Real estate investment trusts • New York
This Agreement is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriters.
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A Common Stock * UNDERWRITING AGREEMENT September 4, 2014Underwriting Agreement • September 9th, 2014 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 2,750,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 13,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 7th, 2014 • New York Mortgage Trust Inc • Real estate investment trusts • New York
This Agreement is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriters.
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 25, 2014Underwriting Agreement • March 28th, 2014 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 2,750,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 10,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 10th, 2014 • New York Mortgage Trust Inc • Real estate investment trusts • New York
This Agreement is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriters.
NEW YORK MORTGAGE TRUST, INC. 3,000,000 Shares of 7.75% Series B Cumulative Redeemable Preferred Stock 1 UNDERWRITING AGREEMENTUnderwriting Agreement • May 31st, 2013 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its 7.75% Series B Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series B Stock”), a series of the Company’s preferred stock, $0.01 par value per share (“Preferred Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 13,600,000 Shares of Common Stock1 UNDERWRITING AGREEMENTUnderwriting Agreement • May 2nd, 2013 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 13,600,000 (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. $25,000,000 6.625% Fixed Rate Senior Unsecured Notes due 2023 UNDERWRITING AGREEMENT April 23, 2013Underwriting Agreement • April 29th, 2013 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), on a best efforts basis, an aggregate principal amount of $25,000,000 (the “Securities”) of the Company’s 6.625% Senior Notes due 2023 (the “Notes”). The Company understands that the Underwriters propose to make, on a best efforts basis, a public offering (the “Offering”) of the Securities as soon as the Underwriters deem advisable after this underwriting agreement (this “Agreement”) has been executed and delivered. The Notes are to be issued pursuant to the provisions of an Indenture to be dated as of May 1, 2013 (the “Base Indenture”) between the Company and Wells Fargo Bank, National Association (the “Trustee”), as supplemented by a First Supplemental Indenture to be dated as of May 1, 2013 (the “Supplemental Indenture”, and together
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 8, 2013Underwriting Agreement • March 13th, 2013 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARMOUR Residential REIT, Inc. 65,000,000 Shares of Common Stock UNDERWRITING AGREEMENT February 14, 2013Underwriting Agreement • February 20th, 2013 • Armour Residential REIT, Inc. • Real estate investment trusts • New York
ARMOUR Residential REIT, Inc. (the "Company"), a Maryland corporation that is externally managed by ARMOUR Residential Management LLC (the "Manager"), proposes to issue and sell to the several Underwriters (as defined below) an aggregate of 65,000,000 shares (the "Shares") of its common stock, $0.001 par value per share (the "Common Stock"), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the "Agreement").
NEW YORK MORTGAGE TRUST, INC. 13,500,000 Shares of Common Stock1 UNDERWRITING AGREEMENTUnderwriting Agreement • October 9th, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 13,500,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT September 21, 2012Underwriting Agreement • September 26th, 2012 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 10,000,000 Shares of Common Stock1 UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the "Company"), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the "Underwriters") an aggregate of 10,000,000 shares (the "Firm Securities") of its common stock, $0.01 par value per share ("Common Stock"), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this "Agreement") in connection with the public offering (the "Offering") and sale of such Firm Securities.
ContractUnderwriting Agreement • August 8th, 2012 • Armour Residential REIT, Inc. • Real estate investment trusts • New York
NEW YORK MORTGAGE TRUST, INC. 4,500,000 Shares of Common Stock* UNDERWRITING AGREEMENTUnderwriting Agreement • July 17th, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 4,500,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
