among THE NEW YORK MORTGAGE COMPANY, LLC, as DepositorTrust Agreement • September 6th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • Delaware
Contract Type FiledSeptember 6th, 2005 Company Industry Jurisdiction
Exhibit 1.1 NEW YORK MORTGAGE TRUST, INC. SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 25th, 2004 Company Industry Jurisdiction
EXHIBIT 10.41 SECOND AMENDMENT TO LOAN DOCUMENTS THIS SECOND AMENDMENT TO LOAN DOCUMENTS (the "Second Amendment") made and entered into the 3rd day of June, 2002, by and among THE NEW YORK MORTGAGE COMPANY, LLC (hereinafter referred to as the...Loan Agreement • December 31st, 2003 • New York Mortgage Trust Inc • Kentucky
Contract Type FiledDecember 31st, 2003 Company Jurisdiction
AGREEMENT BY AND AMONGAgreement • February 13th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 13th, 2004 Company Industry Jurisdiction
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release ("Separation Agreement") is made by and between New York Mortgage Trust, Inc., a Maryland Corporation (the "Company") and Raymond A. Redlingshafer, Jr....Separation Agreement • July 5th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJuly 5th, 2005 Company Industry Jurisdiction
GUARANTYGuaranty • March 26th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledMarch 26th, 2004 Company Industry Jurisdiction
BY AND AMONGContribution Agreement • May 4th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledMay 4th, 2004 Company Industry Jurisdiction
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 23rd, 2020 • New York Mortgage Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledApril 23rd, 2020 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the _____ day of _________, 20__, by and between New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), and ________________________ (“Indemnitee”).
ANDCredit and Security Agreement • March 31st, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
EXHIBIT 10.40 FIRST AMENDMENT TO LOAN DOCUMENTS THIS FIRST AMENDMENT TO LOAN DOCUMENTS (the "First Amendment") made and entered into the _________ day of April, 2002, by and between THE NEW YORK MORTGAGE COMPANY, LLC (hereinafter referred to as the...Loan Agreement • December 31st, 2003 • New York Mortgage Trust Inc • Kentucky
Contract Type FiledDecember 31st, 2003 Company Jurisdiction
EXHIBIT 10.1 ------------------------------------------------------------------ -------------- AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as buyer ("Buyer", which term shall include any...Master Repurchase Agreement • April 5th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledApril 5th, 2005 Company Industry Jurisdiction
Exhibit 4.1 JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • September 6th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 6th, 2005 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between The New York Mortgage Company, LLC and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Trustee Dated as of March 15, 2005Junior Subordinated Indenture • August 9th, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledAugust 9th, 2012 Company Industry JurisdictionJunior Subordinated Indenture, dated as of March 15,2005, between The New York Mortgage Company, LLC a Limited Liability Company corporation (the “Company”), and JPMorgan Chase Bank, National Association, a New York banking corporation, as Trustee (in such capacity, the “Trustee”).
andCustodial Agreement • February 13th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 13th, 2004 Company Industry Jurisdiction
AS BORROWERMaster Loan and Security Agreement • March 31st, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
THE NEW YORK MORTGAGE COMPANY, LLC NEW YORK MORTGAGE TRUST, INC. NYM PREFERRED TRUST IIPurchase Agreement • September 6th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 6th, 2005 Company Industry Jurisdiction
DAVID A. AKREEmployment Agreement • June 18th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 18th, 2004 Company Industry Jurisdiction
New York Mortgage Trust, Inc. Up to $100,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 10, 2021Equity Distribution Agreement • August 11th, 2021 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledAugust 11th, 2021 Company Industry Jurisdiction
among THE NEW YORK MORTGAGE COMPANY, LLC as Borrower and STEVEN B. SCHNALL AND JOSEPH V. FIERRO as Guarantors and NATIONAL CITY BANK OF KENTUCKY As BankWarehousing Credit Agreement • December 31st, 2003 • New York Mortgage Trust Inc • Kentucky
Contract Type FiledDecember 31st, 2003 Company Jurisdiction
NEW YORK MORTGAGE TRUST, INC. $60,000,000 9.125% Senior Notes due 2029 UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2024 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionNew York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) $60,000,000 aggregate principal amount of its 9.125% Senior Notes due 2029 (the “Firm Securities”). At the option of the Underwriters, the Company also proposes to issue and sell to the Underwriters up to an additional $9,000,000 aggregate principal amount of its 9.125% Senior Notes due 2029 (the “Optional Securities” and together with the Firm Securities, the “Securities”) to cover over-allotments, if any. The Securities will be issued pursuant to an Indenture, dated as of January 23, 2017 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a second supplemental indenture (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), to be dated as of June 28, 2
WITNESSETH:Loan Amendment • December 31st, 2003 • New York Mortgage Trust Inc • Kentucky
Contract Type FiledDecember 31st, 2003 Company Jurisdiction
BY AND AMONGAmended and Restated Agreement • May 4th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledMay 4th, 2004 Company Industry Jurisdiction
Exhibit 10.1 PARENT GUARANTEE AGREEMENTParent Guarantee Agreement • September 6th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 6th, 2005 Company Industry Jurisdiction
EXHIBIT 10.52 INTER-CREDITOR AGREEMENT THIS INTER-CREDITOR AGREEMENT (the "Agreement") is made and entered into as of this 25th day of January, 2002, by and between (i) NATIONAL CITY BANK OF KENTUCKY, a national banking association with principal...Inter-Creditor Agreement • December 31st, 2003 • New York Mortgage Trust Inc • Kentucky
Contract Type FiledDecember 31st, 2003 Company Jurisdiction
SUBORDINATION AND PLEDGE AGREEMENT ____________________________________________ ____________________________________Subordination and Pledge Agreement • February 13th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 13th, 2004 Company Industry Jurisdiction
CREDIT NOTECredit Note • February 13th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 13th, 2004 Company Industry JurisdictionFOR VALUE RECEIVED, the undersigned, THE NEW YORK MORTGAGE COMPANY LLC, a limited liability company organized under the laws of the State of New York, whose address is 1301 Avenue of the Americas, 7th Floor, New York, New York 10019 (the "Company"), promises to pay to the order of HSBC BANK USA, a New York banking corporation, whose address is Mortgage Warehouse Lending Department, 27th Floor, One HSBC Center, Buffalo, New York 14203 ("HSBC") on or before June 30, 2004, or such earlier date as is provided for in the Credit Agreement as hereinafter defined ("Maturity Date"), in lawful money of the United States of America, the principal sum of TWENTY-FIVE MILLION DOLLARS ($25,000,000.00), or the aggregate unpaid principal amount of all advances by HSBC to the Company pursuant to the Credit and Security Agreement among National City, National City Bank of Kentucky ("National City"), HSBC as Agent, National City as Documentation Agent, and the Company dated as of even date herewith (as su
PARENT GUARANTEE AGREEMENT between THE NEW YORK MORTGAGE TRUST, INC. as Parent Guarantor, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Guarantee Trustee Dated as of March 15, 2005 THE NEW YORK MORTGAGE COMPANY, LLCParent Guarantee Agreement • August 9th, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledAugust 9th, 2012 Company Industry JurisdictionThis Parent Guarantee Agreement, dated as of March 15, 2005, executed and delivered by New York Mortgage Trust, Inc. (the “Parent Guarantor”) having its principal office at 1301 Avenue of the Americas New York, New York 10019, and JPMorgan Chase Bank, National Association, a national banking association, as trustee (in such capacity, the “Guarantee Trustee”), for the benefit of the Trust (as defined herein), the Holders (as defined herein) and the Note Holders (as defined herein) from time to time of the Notes (as defined herein) of The New York Mortgage Company, LLC, a New York limited liability company (the “Company”).
EXHIBIT 10.95 EMPLOYMENT AGREEMENT OF MICHAEL I. WIRTH AGREEMENT made this ___ day of _________, 2004, between New York Mortgage Trust, Inc., a Maryland corporation (the "Company"), and Michael I. Wirth (the "Executive"). The Executive is presently...Employment Agreement • June 18th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 18th, 2004 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT OF NICHOLAS MAHEmployment Agreement • December 14th, 2022 • New York Mortgage Trust Inc • Real estate investment trusts
Contract Type FiledDecember 14th, 2022 Company IndustryThis EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 13th day of December, 2022 to be effective as of January 1, 2023 (the “Effective Date”), between New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), and Nicholas Mah (the “Executive”). The Executive and the Company are each referred to herein as a “Party” and collectively as the “Parties.”
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 25th, 2008 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJanuary 25th, 2008 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT, dated as of January 18, 2008 (this “Agreement”), between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”), and each of JMP Group Inc., JMP Realty Trust, Inc., Harvest Opportunity Partners II, L.P., Harvest Opportunity Partners Offshore Fund, Ltd., Harvest Small Cap Partners, L.P. and Harvest Small Cap Offshore, Ltd. (collectively, the “Investors”).
EXHIBIT 10.96 EMPLOYMENT AGREEMENT OF JOSEPH V. FIERRO AGREEMENT made this ___ day of __________, 2004, between The New York Mortgage Company, LLC, a Delaware limited liability company (the "Company"), and Joseph V. Fierro (the "Executive"). The...Employment Agreement • June 18th, 2004 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 18th, 2004 Company Industry Jurisdiction
AMENDED AND RESTATED UNCONDITIONAL AND CONTINUING GUARANTY OF PAYMENT (KENTUCKY)Unconditional and Continuing Guaranty of Payment • December 31st, 2003 • New York Mortgage Trust Inc
Contract Type FiledDecember 31st, 2003 Company
STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 25th, 2008 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Contract Type FiledJanuary 25th, 2008 Company Industry JurisdictionTHIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 30, 2007 by and between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”) and EACH OF THE INVESTORS LISTED ON SCHEDULE I HERETO (each an “Investor” and collectively, the “Investors”).
Exhibit 4.6 REGISTERED PRINCIPAL AMOUNT NO.: __________ $ CUSIP NO.: __________ New York Mortgage Trust, Inc. [Designation of Subordinated Security] New York Mortgage Trust, Inc., a Maryland corporation (hereinafter called the "Company," which term...Subordinated Security Agreement • September 9th, 2005 • New York Mortgage Trust Inc • Real estate investment trusts
Contract Type FiledSeptember 9th, 2005 Company Industry
NEW YORK MORTGAGE TRUST, INC. Form of Stock Award AgreementStock Award Agreement • February 23rd, 2024 • New York Mortgage Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledFebruary 23rd, 2024 Company Industry JurisdictionTHIS AGREEMENT dated the ____ day of __________ , 2024 (the “Date of Grant”), between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”), and ____________________ , (the “Participant”), is made pursuant and subject to the provisions of the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the “Plan”), a copy of which has been made available to the Participant. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.