INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 14th, 2023 • Two Roads Shared Trust • New York
Contract Type FiledSeptember 14th, 2023 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of July 14, 2023, is by and among Vident Advisory, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Hypatia Women CEO ETF, a series of the Trust (the “Fund”), and Hypatia Capital Management LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 27th, 2022 • Two Roads Shared Trust • New York
Contract Type FiledDecember 27th, 2022 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of December 20th, 2022, is by and among Vident Investment Advisory, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Hypatia Women CEO ETF, a series of the Trust (the “Fund”), and Hypatia Capital Management LLC (the “Adviser”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 29th, 2018 • Two Roads Shared Trust • New York
Contract Type FiledAugust 29th, 2018 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of September 19th, 2017 and amended and restated as of June 13, 2018, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of each series listed in Exhibit A of this Agreement (each referred to herein as the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 27th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledDecember 27th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of September 19th, 2017, is by and among Affinity Investment Advisors, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Affinity World Leaders Equity ETF, a series of the Trust (the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 27th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledDecember 27th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of September 19th, 2017, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF, a series of the Trust (the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 10th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledOctober 10th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of September 19th, 2017, is by and among Affinity Investment Advisors, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Affinity World Leaders Equity ETF, a series of the Trust (the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 26th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledSeptember 26th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of September 19th, 2017, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF, series of the Trust (the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 17th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledAugust 17th, 2017 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of ____, 2017, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF, a series of the Trust (the “Fund”), and Regents Park Funds, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 24th, 2015 • Two Roads Shared Trust • New York
Contract Type FiledJuly 24th, 2015 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of April 20, 2015, is by and among Affinity Investment Advisors, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Affinity Small Cap Fund, a series of the Trust (the “Fund”), and Anfield Capital Management, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 17th, 2015 • Two Roads Shared Trust • New York
Contract Type FiledJuly 17th, 2015 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of the 19th day of June, 2015, is by and among Crow Point Partners, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the MODERN TECHNOLOGY FUND, a series of the Trust (the “Fund”), and ES Capital Advisors, LLC (the “Adviser”).
TWO ROADS SHARED TRUSTInvestment Sub-Advisory Agreement • August 8th, 2014 • Two Roads Shared Trust • Delaware
Contract Type FiledAugust 8th, 2014 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of the 20th day of May, 2014, is by and among Merriman Asset Management Inc., d/b/a Merriman Wealth Advisors (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the MODERN TECHNOLOGY FUND, a series of the Trust (the “Fund”), and ES Capital Advisors, LLC (the “Adviser”).
TWO ROADS SHARED TRUSTInvestment Sub-Advisory Agreement • March 26th, 2014 • Two Roads Shared Trust • Delaware
Contract Type FiledMarch 26th, 2014 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of March 14, 2014, is by and among One Oak Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Dynamic Total Return Fund, a series of the Trust (the “Fund”), and Dynamic Advisors, LLC (the “Adviser”).
TWO ROADS SHARED TRUSTInvestment Sub-Advisory Agreement • May 9th, 2013 • Two Roads Shared Trust • California
Contract Type FiledMay 9th, 2013 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of February 8, 2013, as amended on April 29, 2013, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Anfield Universal Fixed Income Fund, a series of the Trust (the “Fund”), and Belvedere Asset Management, LLC (the “Adviser”).
TWO ROADS SHARED TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 14th, 2013 • Two Roads Shared Trust • California
Contract Type FiledMarch 14th, 2013 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of February 8, 2013, is by and among Anfield Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Anfield Universal Fixed Income Fund, a series of the Trust (the “Fund”), and Belvedere Asset Management, LLC (the “Adviser”).
TWO ROADS SHARED TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 14th, 2013 • Two Roads Shared Trust • California
Contract Type FiledMarch 14th, 2013 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of February 8, 2013, is by and among Auriga Capital Management, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the Charioteer Mortgage Income Fund, a series of the Trust (the “Fund”), and Belvedere Asset Management, LLC (the “Adviser”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 5th, 2006 • Forward Funds • California
Contract Type FiledJuly 5th, 2006 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”), effective as of July 1, 2005 among Pictet Asset Management LTD, a United Kingdom limited liability company, (the “Sub-Adviser”), Forward Funds (the “Trust”), on behalf of the Forward Global Emerging Markets Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Adviser”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 29th, 2005 • Forward Funds • California
Contract Type FiledJune 29th, 2005 Company JurisdictionAGREEMENT effective as of July 1, 2005 among Pictet International Management LTD, a United Kingdom limited liability company, (the “Sub-Adviser”), Forward Funds (the “Trust”), on behalf of the Forward International Small Companies Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Adviser”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 29th, 2005 • Forward Funds • California
Contract Type FiledJune 29th, 2005 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”), effective as of July 1, 2005 among Pictet International Management LTD, a United Kingdom limited liability company, (the “Sub-Adviser”), Forward Funds (the “Trust”), on behalf of the Forward Global Emerging Markets Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Adviser”).