Common Contracts

FORUM ETF TRUST COMPLIANCE AGREEMENT

Forum Etf Trust • January 2nd, 2014 • Forum ETF Trust • New York

• Contract Type
  Forum Etf Trust
• Filed
  January 2nd, 2014
• Company
  Forum ETF Trust
• Jurisdiction
  New York

AGREEMENT made as of June 7, 2013, by and between Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”) and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”).

FORUM ETF TRUST COMPLIANCE AGREEMENT

Forum Etf Trust • April 12th, 2013 • Forum ETF Trust • New York

• Contract Type
  Forum Etf Trust
• Filed
  April 12th, 2013
• Company
  Forum ETF Trust
• Jurisdiction
  New York

AGREEMENT made as of [DATE], by and between Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”) and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”).