Common Contracts

FORUM ETF TRUST COMPLIANCE AGREEMENT

Compliance Agreement • January 2nd, 2014 • Forum ETF Trust • New York

• Contract Type
  Compliance Agreement
• Filed
  January 2nd, 2014
• Company
  Forum ETF Trust
• Jurisdiction
  New York

AGREEMENT made as of June 7, 2013, by and between Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”) and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”).

FORUM ETF TRUST COMPLIANCE AGREEMENT

Compliance Agreement • April 12th, 2013 • Forum ETF Trust • New York

• Contract Type
  Compliance Agreement
• Filed
  April 12th, 2013
• Company
  Forum ETF Trust
• Jurisdiction
  New York

AGREEMENT made as of [DATE], by and between Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”) and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”).