SETTLEMENT AGREEMENTSettlement Agreement • April 25th, 2023 • Independent Bank Group, Inc. • State commercial banks • Texas
Contract Type FiledApril 25th, 2023 Company Industry JurisdictionTHIS SETTLEMENT AGREEMENT (the “Settlement Agreement”) is made and entered into between and among, on the one hand, (i) Ralph S. Janvey, solely in his capacity as the court-appointed receiver for the Stanford Receivership Estate (the “Receiver”); (ii) the Official Stanford Investors Committee (the “Committee”); (iii) individual plaintiffs Guthrie Abbott, Steven Queyrouze, Sarah Elson-Rogers, Salim Estefenn Uribe, Ruth Alfille de Penhos, and Diana Suarez (collectively, the “Rotstain Investor Plaintiffs”); and, on the other hand, (iv) Independent Bank, a Texas banking association, formerly known as Bank of Houston, (“Independent”). The Receiver, the Committee, and the Rotstain Investor Plaintiffs are collectively referred to as the “Plaintiffs.” Plaintiffs, on the one hand, and Independent, on the other hand, are referred to in this Agreement individually as a “Party” and together as the “Parties.”
SETTLEMENT AGREEMENTSettlement Agreement • March 17th, 2023 • Texas
Contract Type FiledMarch 17th, 2023 Jurisdictionentered into between and among, on the one hand, (i) Ralph S. Janvey, solely in his capacity as the court-appointed receiver for the Stanford Receivership Estate (the “Receiver”); (ii) the Official