Common Contracts
13 similar Underwriting Agreement contracts by Good Times Restaurants Inc, Kidpik Corp., Alpha Cognition Inc., others
Shares ALPHA COGNITION INC. COMMON SHARES, NO PAR VALUEUnderwriting Agreement • October 25th, 2024 • Alpha Cognition Inc. • Biological products, (no disgnostic substances) • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2024 • Healthy Choice Wellness Corp. • Retail-grocery stores • New York
The undersigned, Healthy Choice Wellness Corp., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates other than Healthier Choices Management Corp (“HCMC”), including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Healthy Choice Wellness Corp., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. Maxim Group LLC is acting as the s
SHARES OF COMMON STOCK (OR PRE-FUNDED WARRANTS IN LIEU THEREOF) GAIN THERAPEUTICS, INC. Underwriting AgreementUnderwriting Agreement • June 14th, 2024 • Gain Therapeutics, Inc. • Pharmaceutical preparations • New York
MILLENNIUM GROUP INTERNATIONAL HOLDINGS LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • March 3rd, 2023 • Millennium Group International Holdings LTD • Commercial printing • New York
The undersigned, Millennium Group International Holdings Limited, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities LLC (the “Representative”) R.F. Lafferty & Co. Inc. (“R.F. Lafferty”) and the several underwriters named on Schedule A hereto (each, an “Underwriter” and collectively, the “Underwriters”) for which the Representative is acting as representative to issue and sell to the Underwriters an aggregate of [●] Ordinary Shares, par value $0.002, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
●] UNITS EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK ARCH THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 23rd, 2023 • Arch Therapeutics, Inc. • Surgical & medical instruments & apparatus • New York
The undersigned, Arch Therapeutics, Inc., a Nevada corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as defined below) as being subsidiaries or affiliates of Arch Therapeutics, Inc., if any, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters under than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2021 • Kidpik Corp. • Retail-catalog & mail-order houses • New York
The undersigned, Kidpik Corp., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 29th, 2021 • Kidpik Corp. • Retail-catalog & mail-order houses • New York
The undersigned, Kidpik Corp., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
CONTRAFECT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • July 1st, 2014 • CONTRAFECT Corp • Pharmaceutical preparations • New York
The undersigned, ContraFect Corporation, a corporation incorporated under the laws of the State of Delaware (the “Company”), confirms its agreement, subject to the terms and conditions set forth in this Underwriting Agreement (this “Agreement”), with each of the underwriters listed on Schedule A hereto (each, an “Underwriter” and collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of: [—] Units (as defined below), with each Unit consisting of: (i) one (1) share of common stock, par value $0.0001 per share, of the Company (“Common Stock”); (ii) one Class A warrant of the Company (each, a “Class A Warrant” and collectively, the “Class A Warrants”); and (iii) [—] Class B warrants (each, a “Class B Warrant” and collectively, the “Class B Warrants” which, collectively with the Class A Warrants are referred to herein as the “Warrants”).
GOOD TIMES RESTAURANTS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2013 • Good Times Restaurants Inc • Retail-eating places • New York
Good Times Restaurants Inc., a Nevada corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 2,200,000 shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”), A warrants to purchase an aggregate of 2,200,000 shares of Common Stock at an exercise price equal to $2.75 per share (an “A Warrant”) and B Warrant to purchase an aggregate of 1,100,000 shares of Common Stock at an exercise price equal to $2.50 per share (a “B Warrant” and, together with the A Warrant, the “Warrants”). Each Share shall be accompanied by an A Warrant to purchase one additional share of Common Stock and by a B Warrant to purchase one-half additional share of Common Stock (the Commo
GOOD TIMES RESTAURANTS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 15th, 2013 • Good Times Restaurants Inc • Retail-eating places • New York
Good Times Restaurants Inc., a Nevada corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of ________ shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”), A warrants to purchase an aggregate of shares of Common Stock at an exercise price equal to $________ per share (an “A Warrant”) and B Warrant to purchase an aggregate of shares of Common Stock at an exercise price equal to $________ per share (a “B Warrant” and, together with the A Warrant, the “Warrants”). Each Share shall be accompanied by an A Warrant to purchase one additional share of Common Stock and by a B Warrant to purchase one-half additional share of Common Stock (collectively, a “Unit”
GOOD TIMES RESTAURANTS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2013 • Good Times Restaurants Inc • Retail-eating places • New York
Good Times Restaurants Inc., a Nevada corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Exhibit A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 2,200,000 shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”) and warrants (each, a “Warrant” and collectively, the “Warrants”) to purchase an aggregate of 3,300,000 shares of Common Stock at an exercise price equal to $________ for each A Warrant and $________ for each B Warrant. Each Share shall be accompanied by an A Warrant to purchase one additional share of Common Stock and by a B Warrant to purchase one-half additional share of Common Stock (collectively, a “Unit”).
GOOD TIMES RESTAURANTS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2013 • Good Times Restaurants Inc • Retail-eating places • New York
Good Times Restaurants Inc., a Nevada corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Exhibit A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of ________ shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”) and warrants (each, a “Warrant” and collectively, the “Warrants”) to purchase an aggregate of _____ shares of Common Stock at an exercise price equal to $____. Each Share shall be accompanied by a Warrant to purchase one additional share of Common Stock (collectively, a “Unit”).
4,000,000 SHARES OF COMMON STOCK CHINA FOR-GEN CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • January 25th, 2011 • China for-Gen Corp. • Forestry • New York
China For-Gen Corp., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 4,000,000 shares of common stock, $0.001 par value (the “Common Stock”) of the Company (the “Firm Shares”). In addition, the Company proposes to sell to the Underwriters, upon the terms and conditions set forth herein, Option Shares (as hereinafter defined). The Firm Shares and Option Shares are more fully described in the Registration Statement and Prospectus referred to below.
