BANZAI INTERNATIONAL, INC. Convertible Promissory NoteBanzai International, Inc. • April 1st, 2024 • Services-prepackaged software
Company FiledApril 1st, 2024 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated December 14, 2023 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor. This Note may be repaid in accordance with the terms of the SEPA, including, without limitation, pursuant to Investor Notices and corresponding Advance Notices deemed given by the Company in connection with such Investor Notices. The Holder also has the option of converting on one or more occasions all or part of the then
NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM...Applied Digital Corp. • April 1st, 2024 • Services-computer processing & data preparation
Company FiledApril 1st, 2024 IndustryTHIS NOTE WAS ISSUED WITH “ORIGINAL ISSUE DISCOUNT” AS DEFINED IN SECTION 1273 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (“OID”). YOU MAY OBTAIN INFORMATION REGARDING THE AMOUNT OF OID, THE ISSUE PRICE, THE ISSUE DATE AND THE YIELD TO MATURITY BY CONTACTING THE ISSUER AT ITS ADDRESS SET FORTH IN SECTION 5.
RICHTECH ROBOTICS INC. Convertible Promissory NoteRichtech Robotics Inc. • March 22nd, 2024 • General industrial machinery & equipment, nec
Company FiledMarch 22nd, 2024 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated February 15, 2024 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor.
Convertible Promissory NoteCelularity Inc • March 15th, 2024 • Pharmaceutical preparations
Company FiledMarch 15th, 2024 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated March 13, 2024 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor. This Note may be repaid in accordance with the terms of the SEPA, including, without limitation, pursuant to Investor Notices and corresponding Advance Notices deemed given by the Company in connection with such Investor Notices. The Holder also has the option of converting on one or more occasions all or part of the then outstanding balance under this Note by delivering to the Company one or more Conversion Notices in accordance with Section 3 of this Note.
March 13, 2024 Via Email Howard I. SmithCelularity Inc • March 15th, 2024 • Pharmaceutical preparations
Company FiledMarch 15th, 2024 Industry
Convertible Promissory NoteRichtech Robotics Inc. • February 21st, 2024 • General industrial machinery & equipment, nec
Company FiledFebruary 21st, 2024 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated February __, 2024 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor.
BANZAI INTERNATIONAL, INC. CONVERTIBLE PROMISSORY NOTEBanzai International, Inc. • February 5th, 2024 • Services-prepackaged software
Company FiledFebruary 5th, 2024 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated December 14, 2023 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor. This Note may be repaid in accordance with the terms of the SEPA, including, without limitation, pursuant to Investor Notices and corresponding Advance Notices deemed given by the Company in connection with such Investor Notices. The Holder also has the option of converting on one or more occasions all or part of the then outstanding balance under this Note by delivering to the Company one or more Conversion Notices in accordance with Section 3 of this Note.
BANZAI INTERNATIONAL, INC. CONVERTIBLE PROMISSORY NOTEBanzai International, Inc. • December 18th, 2023 • Services-prepackaged software
Company FiledDecember 18th, 2023 IndustryThis Note is being issued pursuant to Section 2.01 of the Standby Equity Purchase Agreement, dated December 14, 2023 (as may be amended, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “SEPA”), between the Company and the YA II PN, Ltd., as the Investor. This Note may be repaid in accordance with the terms of the SEPA, including, without limitation, pursuant to Investor Notices and corresponding Advance Notices deemed given by the Company in connection with such Investor Notices. The Holder also has the option of converting on one or more occasions all or part of the then outstanding balance under this Note by delivering to the Company one or more Conversion Notices in accordance with Section 3 of this Note.