FIFTH AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT CNO FINANCIAL GROUP, INC. and EQUINITI TRUST COMPANY, LLC as Rights Agent Dated as of November 10, 2023; effective as of November 13, 2023Section 382 Rights Agreement • November 13th, 2023 • CNO Financial Group, Inc. • Accident & health insurance • Delaware
Contract Type FiledNovember 13th, 2023 Company Industry JurisdictionThis Fifth Amended and Restated Section 382 Rights Agreement, dated as of November 10, 2023 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement” or this “Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, successor to American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates, effective as of November 13, 2023, that certain Fourth Amended and Restated Section 382 Rights Agreement, dated as of November 12, 2020 (the “Fourth A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Third Amended and Restated Section 382 Rights Agreement, dated as of October 3, 2017 (the “Third A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Second Amended and Restated Section 382 Rights Agreement, dated as of November 13, 2014 (the “Second A&R Rights Agr
NAVIDEA BIOPHARAMACEUTICALS, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent SECTION 382 RIGHTS AGREEMENT Dated as of April 7, 2022Section 382 Rights Agreement • April 12th, 2022 • Navidea Biopharmaceuticals, Inc. • In vitro & in vivo diagnostic substances • Delaware
Contract Type FiledApril 12th, 2022 Company Industry JurisdictionThe Company has generated NOLs and other Tax Benefits (as such terms are hereinafter defined) for United States Federal income tax purposes, and such NOLs and other Tax Benefits may potentially provide valuable tax benefits to the Company. The Company desires to avoid an “ownership change” within the meaning of Section 382 and the Treasury Regulations (as such terms are hereinafter defined) promulgated thereunder, and thereby avoid a substantial limitation on the future use of NOLs and other Tax Benefits.
FOURTH AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT CNO FINANCIAL GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Dated as of November 12, 2020; effective as of November 13, 2020Section 382 Rights Agreement • November 12th, 2020 • CNO Financial Group, Inc. • Accident & health insurance • Delaware
Contract Type FiledNovember 12th, 2020 Company Industry JurisdictionThis Fourth Amended and Restated Section 382 Rights Agreement, dated as of November 12, 2020 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates effective as of November 13, 2020, that certain Third Amended and Restated Section 382 Rights Agreement, dated as of October 3, 2017 (the “Third A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Amended and Restated Section 382 Rights Agreement, dated as of October 3, 2014 (the “Second A&R Rights Agreement”), which amended and restated that certain Amended and Restated Section 382 Rights Agreement, dated as of December 6, 2011 (the “First A&R Rights Agreement”), which amended and restated that certain Section 382 Rights Agreement, dated as of January 20, 2009 (the “Origin
GANNETT CO., INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY LLC, as Rights Agent SECTION 382 RIGHTS AGREEMENT Dated as of April 6, 2020Section 382 Rights Agreement • April 7th, 2020 • Gannett Co., Inc. • Newspapers: publishing or publishing & printing • Delaware
Contract Type FiledApril 7th, 2020 Company Industry JurisdictionUntil the earlier to occur of (i) ten business days from (a) the public announcement that an Acquiring Person (as defined below) has acquired beneficial ownership of 4.99% or more of the outstanding shares of Common Stock or (b) such earlier date on which a majority of the Board of Directors of the Company becomes aware of the existence of an Acquiring Person or (ii) such date (prior to such time as any person or group of affiliated persons becomes an Acquiring Person), if any, as may be determined by action of the Board of Directors of the Company following the commencement of, or public announcement of an intention to make, a tender offer or exchange offer the consummation of which would result in the beneficial ownership by a person or group of 4.99% or more of the outstanding shares of Common Stock (the earlier of such dates being called the “Distribution Date”), the Rights will be evidenced, with respect to any of the Common Stock certificates (or book-entry shares) outstanding as
SECTION 382 RIGHTS AGREEMENT Dated as of December 18, 2019 between INTERNAP CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights AgentSection 382 Rights Agreement • December 19th, 2019 • Internap Corp • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledDecember 19th, 2019 Company Industry JurisdictionWHEREAS, the Company and its Subsidiaries (as hereinafter defined) have generated net operating loss carryovers and tax credit carryovers for U.S. federal income tax purposes (“NOLs”), which provide valuable Tax Benefits (as such term is hereinafter defined) to the Company;
THIRD AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENTSection 382 Rights Agreement • October 4th, 2017 • CNO Financial Group, Inc. • Accident & health insurance • Delaware
Contract Type FiledOctober 4th, 2017 Company Industry JurisdictionThis Third Amended and Restated Section 382 Rights Agreement, dated as of October 3, 2017 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates effective as of November 13, 2017 that certain Second Amended and Restated Section 382 Rights Agreement, dated as of November 13, 2014 (the “Second A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Amended and Restated Section 382 Rights Agreement, dated as of December 6, 2011 (the “First A&R Rights Agreement”), which amended and restated that certain Section 382 Rights Agreement, dated as of January 20, 2009 (the “Original Rights Agreement”) between the Company and the Rights Agent.
SECOND AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT CNO FINANCIAL GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Dated as of November 13, 2014Section 382 Rights Agreement • November 13th, 2014 • CNO Financial Group, Inc. • Accident & health insurance • Delaware
Contract Type FiledNovember 13th, 2014 Company Industry JurisdictionThis Second Amended and Restated Section 382 Rights Agreement, dated as of November 13, 2014 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates that certain Amended and Restated Section 382 Rights Agreement, dated December 6, 2011 (the “First A&R Rights Agreement) between the Company and the Rights Agent, which amended and restated that certain Section 382 Rights Agreement, dated January 20, 2009 (the “Original Rights Agreement”) between the Company and the Rights Agent.
AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENTSection 382 Rights Agreement • December 6th, 2011 • CNO Financial Group, Inc. • Accident & health insurance • Delaware
Contract Type FiledDecember 6th, 2011 Company Industry JurisdictionThis Amended and Restated Section 382 Rights Agreement, dated as of December 6, 2011 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates that certain Section 382 Rights Agreement, dated January 20, 2009 (the “Original Rights Agreement”) between the Company and the Rights Agent.