Common Contracts
2 similar Administration Agreement contracts by Oxford Lane Capital Corp., Oxford Square Capital Corp.
OXFORD SQUARE CAPITAL CORP. Up to 16,633,723 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares of Common Stock DEALER MANAGER AGREEMENTAdministration Agreement • May 31st, 2023 • Oxford Square Capital Corp. • New York
Oxford Square Capital Corp., a Maryland corporation (the “Company”), Oxford Square Management, LLC, a Delaware limited liability company (the “Adviser”), and Oxford Funds, LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement (the “Agreement”) with and appointment of Ladenburg Thalmann & Co. Inc. (“Ladenburg”) to act as dealer manager (the “Dealer Manager”) in connection with the issuance by the Company to the holders of record (the “Holders”) at 5:00 p.m. (New York City time) on May 23, 2023 (the “Record Date”) or such other date as is established as the record date for such purpose of shares of common stock, par value $0.01 per share (the “Common Stock”), of the Company, of transferable rights entitling Holders to subscribe collectively for up to an aggregate of up to 16,633,723 whole shares (each, a “Share” and, collectively, the “Shares”) of Common Stock (the “Rights Offering”). Pursuant to the terms of the Rights Offering, the Company is issu
FORM OF DEALER MANAGER AGREEMENT] OXFORD LANE CAPITAL CORP. Up to 4,021,373 Shares of Common Stock Issuable Upon Exercise of Non-transferable Rights to Subscribe for Such Shares of Common Stock DEALER MANAGER AGREEMENTAdministration Agreement • January 23rd, 2014 • Oxford Lane Capital Corp. • New York
Oxford Lane Capital Corp., a Maryland corporation (the “Company”), Oxford Lane Management, LLC, a Connecticut limited liability company (the “Adviser”), and the Adviser’s managing member, BDC Partners, LLC, a Delaware limited liability company (“BDC Partners”), each confirms its agreement with and appointment of Deutsche Bank Securities Inc. (“Deutsche Bank”) and Ladenburg Thalmann & Co. Inc. (“Ladenburg” ) to act as dealer managers (each a “Dealer Manager” and together, the “Dealer Managers”) in connection with the issuance by the Company to the holders of record (the “Holders ”) at 5:00 p.m. (New York City time) on February 4, 2014 (the “Record Date ”) or such other date as is established as the record date for such purpose of shares of common stock, par value $.01 per share (the “Common Stock”), of the Company, of non-transferable rights entitling Holders to subscribe collectively for up to an aggregate of up to 4,021,373 whole shares (each, a “Share” and, collectively, the “Shares”
