Common Contracts

SVB FINANCIAL GROUP 600,000 Depositary Shares, each representing a 1/100th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock ($0.001 par value per share, liquidation preference $100,000 per share) Underwriting Agreement

Underwriting Agreement • October 28th, 2021 • SVB Financial Group • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  October 28th, 2021
• Company
  SVB Financial Group
• Industry
  State commercial banks
• Jurisdiction
  New York

SVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of 600,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series E Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The Prefe

SVB FINANCIAL GROUP 1,000,000 Depositary Shares, each representing a 1/100th interest in a share of Series C Non-Cumulative Perpetual Preferred Stock ($0.001 par value per share, liquidation preference $100,000 per share) Underwriting Agreement

Underwriting Agreement • May 13th, 2021 • SVB Financial Group • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  May 13th, 2021
• Company
  SVB Financial Group
• Industry
  State commercial banks
• Jurisdiction
  New York

SVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,000,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series C Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The P

SVB FINANCIAL GROUP 750,000 Depositary Shares, each representing a 1/100th interest in a share of Series B Non-Cumulative Perpetual Preferred Stock ($.001 par value per share, liquidation preference $100,000 per share) Underwriting Agreement

Underwriting Agreement • February 2nd, 2021 • SVB Financial Group • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  February 2nd, 2021
• Company
  SVB Financial Group
• Industry
  State commercial banks
• Jurisdiction
  New York

SVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 750,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series B Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The Pre

SVB FINANCIAL GROUP 14,000,000 Depositary Shares, each representing a 1/40th interest in a share of ($.001 par value per share, liquidation preference $1,000 per share) Underwriting Agreement

Underwriting Agreement • December 9th, 2019 • SVB Financial Group • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  December 9th, 2019
• Company
  SVB Financial Group
• Industry
  State commercial banks
• Jurisdiction
  New York

SVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 14,000,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/40th interest in a share of the 5.250% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.001 per share, liquidation preference $1,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the