McEwen Mining Inc. 18,000,000 Shares Common Stock (no par value per share) Warrants to Purchase 9,000,000 Shares Common Stock Underwriting Agreement September 18, 2017Underwriting Agreement • September 22nd, 2017 • McEwen Mining Inc. • Gold and silver ores • New York
Contract Type FiledSeptember 22nd, 2017 Company Industry JurisdictionMcEwen Mining Inc., a corporation organized under the laws of the State of Colorado (the “Company”), proposes to sell to the underwriters listed on Schedule I hereto (the “Underwriters”), an aggregate of (i) 18,000,000 shares (the “Firm Shares”) of common stock, no par value per share (“Common Stock”), of the Company and (ii) warrants to purchase an aggregate of 9,000,000 shares of Common Stock (the “Firm Warrants”). The Company also proposes to grant to the Underwriters an option to purchase (i) up to an additional 2,700,000 shares of Common Stock (the “Option Shares” and together with the Firm Shares, the “Shares”) and/or (ii) warrants of the Company to purchase up to an additional 1,350,000 shares of Common Stock (the “Option Warrants” and together with the Firm Warrants, the “Warrants”). Each Share is being sold together with one-half (½) of a Warrant; and each full Warrant is exercisable for one whole share of Common Stock at an exercise price of $2.70 per share. The Shares to be
US Gold Corporation 15,000,000 Shares Common Stock (no par value per share) Underwriting Agreement February 17, 2011Underwriting Agreement • February 18th, 2011 • U S Gold Corp • Mineral royalty traders • New York
Contract Type FiledFebruary 18th, 2011 Company Industry JurisdictionUS Gold Corporation, a corporation organized under the laws of the State of Colorado (the “Company”), proposes to sell to the Underwriters listed on Schedule I hereto (the “Underwriters”) an aggregate of fifteen million (15,000,000) shares of common stock, no par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to an additional two million two hundred and fifty thousand (2,250,000) shares of Common Stock to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Dahlman Rose & Company, LLC (“Dahlman”) and GMP Securities L.P. (“GMP” and together, with Dahlman, the “Lead Managers”), are acting as the co-lead managers in connection with the offering of the Securities contemplated herein.
US Gold Corporation 22,000,000 Shares Common Stock (no par value per share) Underwriting Agreement May 12, 2009Underwriting Agreement • May 13th, 2009 • U S Gold Corp • Mineral royalty traders • New York
Contract Type FiledMay 13th, 2009 Company Industry JurisdictionUS Gold Corporation, a corporation organized under the laws of State of Colorado (the “Company”), proposes to sell to GMP Securities L.P. (“GMP”), and through its Agent Affiliate in the United States, Griffiths McBurney Corp., and Dahlman Rose & Company, LLC (“Dahlman,” together with GMP, the “Underwriters”) an aggregate of twenty two million (22,000,000) shares of common stock, no par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to an additional three million three hundred thousand (3,300,000) shares of Common Stock to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”).