Common Contracts
1 similar Securities Account Control Agreement contracts
SECURITIES ACCOUNT CONTROL AGREEMENT FOR NON-MARGIN SECURITIES ACCOUNTSSecurities Account Control Agreement • September 10th, 2020
Trading: (check one only; if neither box is checked, the second box will be deemed to have been checked): Until such time as the Lender delivers a Notice of Exclusive Control to the Broker, the Broker shall comply with Entitlement Orders and other instructions concerning each Account originated by the Client, other than requiring a free delivery of any Account Property from such Account The Client may not originate any Entitlement Orders or other instructions concerning any Account
