Common Contracts

IRA AGREEMENT FOR LIMITED MARGIN & OPTION CAPABILITIES

Ira Agreement • November 30th, 2021

• Contract Type
  Ira Agreement
• Filed
  November 30th, 2021

This Agreement for Limited Margin And Option Privileges (“Limited Margin Agreement”) sets forth the terms and conditions under which AOS, Inc., which does business as TradingBlock (“TradingBlock”), engages it’s clearing firm, Apex Clearing Corporation (“Apex”) to provide limited margin services and options trading to the undersigned customer (“Customer”) in its individual retirement account at Apex. This Limited Margin Agreement shall be in addition to, and read in conjunction with, the new account application, the IRA Agreement, and all other agreements (individually and collectively, the “Customer Agreement”) governing Customer’s individual retirement account(s) (“IRA”) at TradingBlock and introduced to Apex. In the event of any inconsistency between this Limited Margin Agreement and the Customer Agreement, the Limited Margin Agreement shall control.