Common Contracts
9 similar Underwriting Agreement contracts by TICC Capital Corp., T-Equity Capital Corp., Technology Investment Capital Corp
Form of Underwriting Agreement] TICC Capital Corp. 6,000,000 Shares Common Stock, $.01 par value per shareUnderwriting Agreement • March 18th, 2014 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), the Company’s investment adviser, TICC Management, LLC, a Delaware limited liability company (the “Adviser”), and the Company’s administrator, BDC Partners, LLC, a Delaware limited liability company (“BDC Partners”), confirm their agreement with each of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to (i) the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 6,000,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of an option to purchase up to an additional 900,000 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called, the “Shares.” Barclays Capital In
Form of Underwriting Agreement] TICC Capital Corp. 3,000,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • March 19th, 2013 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), the Company’s investment adviser, TICC Management, LLC, a Delaware limited liability company (the “Adviser”), and the Company’s administrator, BDC Partners, LLC, a Delaware limited liability company (“BDC Partners”), confirm their agreement with each of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to (i) the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 3,000,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of an option to purchase up to an additional 450,000 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called, the “Shares.” Barclays Capital In
Form of Underwriting Agreement] TICC Capital Corp. 5,500,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • February 6th, 2013 • TICC Capital Corp. • New York
TICC Capital Corp. 3,000,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • August 16th, 2012 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), the Company’s investment adviser, TICC Management, LLC, a Delaware limited liability company (the “Adviser”), and the Company’s administrator, BDC Partners, LLC, a Delaware limited liability company (“BDC Partners”), confirm their agreement with each of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to (i) the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 3,000,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of an option to purchase up to an additional 450,000 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called, the “Shares.” Barclays Capital In
TICC Capital Corp. 4,250,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • March 16th, 2012 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), the Company’s investment adviser, TICC Management, LLC, a Delaware limited liability company (the “Adviser”), and the Company’s administrator, BDC Partners, LLC, a Delaware limited liability company (“BDC Partners”), confirm their agreement with each of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to (i) the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 4,250,000 shares (the “Firm Shares”) of the Company’s common stock, par value $.01 per share (the “Common Stock”), and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of an option to purchase up to an additional 637,500 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called the “Shares.” Wells Fargo Securitie
TICC Capital Corp. 4,000,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • December 1st, 2010 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), the respective numbers of shares of the Company’s common stock, par value $.01 per share (the “Common Stock”) of the Company set forth in said Schedule I (the “Firm Shares”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 600,000 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. Wells Fargo Securities, LLC has agreed to act as a representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
FORM OF UNDERWRITING AGREEMENT] TICC Capital Corp. Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • October 15th, 2010 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), the respective numbers of shares of the Company’s common stock, par value $.01 per share (the “Common Stock”) of the Company set forth in said Schedule I (the “Firm Shares”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. has agreed to act as a representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
FORM OF UNDERWRITING AGREEMENT] Technology Investment Capital Corp. Common Stock, $.01 par value per shareUnderwriting Agreement • June 29th, 2007 • Technology Investment Capital Corp • New York
Technology Investment Capital Corp., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of _______________ shares (the “Firm Shares”) of the Company’s common stock, $.01 par value per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional _______________ shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares.” _____________________________ has agreed to act as a representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
FORM OF UNDERWRITING AGREEMENT] T-EQUITY CAPITAL CORP. Common Stock, $0.01 par value per shareUnderwriting Agreement • May 9th, 2006 • T-Equity Capital Corp. • New York
