COMMON STOCK UNITS EACH COMMON STOCK UNIT CONSISTING OF: ONE SHARE OF COMMON STOCK, ONE SERIES H WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK, ONE SERIES I WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK AND ONE SERIES J WARRANT TO PURCHASE ONE SHARE...Underwriting Agreement • August 27th, 2024 • Catheter Precision, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledAugust 27th, 2024 Company Industry JurisdictionThe undersigned, Catheter Precision, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
6,311,637 UNITS Alset EHome International Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 14th, 2021 • Alset EHome International Inc. • Real estate • New York
Contract Type FiledMay 14th, 2021 Company Industry JurisdictionThe undersigned, Alset EHome International Inc., a corporation formed under the laws of the State of Delaware (collectively, with its Subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named on Schedule 1 hereto for which Aegis Capital Corp. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. The offering and sale of the Securities contemplated by this Agreement is referred to herein as the “Offering”.
●] UNITS Alset EHome International Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2021 • Alset EHome International Inc. • Real estate • New York
Contract Type FiledMay 4th, 2021 Company Industry JurisdictionThe undersigned, Alset EHome International Inc., a corporation formed under the laws of the State of Delaware (collectively, with its Subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named on Schedule 1 hereto for which Aegis Capital Corp. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. The offering and sale of the Securities contemplated by this Agreement is referred to herein as the “Offering”.
26,667,000 SHARES OF COMMON STOCK 26,667,000 SERIES A COMMON STOCK PURCHASE WARRANTS AND 26,667,000 SERIES B COMMON STOCK PURCHASE WARRANTS OF STEMCELLS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2016 • Stemcells Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 11th, 2016 Company Industry JurisdictionThe undersigned, StemCells, Inc., a company incorporated under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of StemCells, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for whom Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
17,500,000 SHARES OF COMMON STOCK AND 17,500,000 WARRANTS OF PROVECTUS BIOPHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2015 • Provectus Biopharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 19th, 2015 Company Industry JurisdictionThe undersigned, Provectus Biopharmaceuticals, Inc., a company incorporated under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Provectus Biopharmaceuticals, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for whom Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.