Morgan LewisAgreement and Plan of Reorganization • June 1st, 2020 • Listed Funds Trust
Contract Type FiledJune 1st, 2020 CompanyRe: Agreement and Plan of Reorganization, dated as of December 18, 2019 (the "Agreement"), by and among (i) Cambria ETF Trust, a Delaware statutory trust ("Cambria Trust"), on behalf of its series, the Cambria Core Equity ETF (the "Existing Fund"); (ii) Listed Funds Trust, a Delaware statutory trust ("LiFT"), on behalf of its series, the Core Alternative ETF (the "Acquiring Fund"); and (iii) solely for the purposes of Section 9.1 of the Agreement, Core Alternative Capital, LLC, the investment adviser to the Acquiring Fund.
Board of Trustees Listed Funds Trust 615 East Michigan Street Milwaukee, Wisconsin 53202 Board of Trustees Cambria ETF Trust 2321 Rosecrans Avenue, Suite 3225 El Segundo, California 90245Agreement and Plan of Reorganization • September 27th, 2019 • Listed Funds Trust
Contract Type FiledSeptember 27th, 2019 CompanyRe: Agreement and Plan of Reorganization, dated as of [●], 2019 (the “Agreement”), by and among (i) Cambria ETF Trust, a Delaware statutory trust (“Cambria Trust”), on behalf of its series, the Cambria Core Equity ETF (the “Existing Fund”); (ii) Listed Funds Trust, a Delaware statutory trust (“LiFT”), on behalf of its series, the Core Alternative ETF (the “Acquiring Fund”); and (iii) solely for the purposes of Section 9.1 of the Agreement, Core Alternative Capital, LLC, the investment adviser to the Acquiring Fund.