Common Contracts
2 similar Settlement Agreement contracts
SETTLEMENT APPROVAL ORDERSettlement Agreement • December 2nd, 2022
WHEREAS the Respondent Ronald J. Goguen entered into a Settlement Agreement dated 16 June 2014 (“Agreement”) in which he agreed to a proposed settlement of an enforcement proceeding, subject to the approval of the Financial and Consumer Services Tribunal (“Tribunal”); and
SETTLEMENT APPROVAL ORDERSettlement Agreement • August 11th, 2014
WHEREAS the Respondent Ronald J. Goguen entered into a Settlement Agreement dated 16 June 2014 (“Agreement”) in which he agreed to a proposed settlement of an enforcement proceeding, subject to the approval of the Financial and Consumer Services Tribunal (“Tribunal”); and
