INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 17th, 2013 • Trust for Professional Managers • Wisconsin
Contract Type FiledDecember 17th, 2013 Company JurisdictionTHIS INVESTMENT SUB-ADVISORY AGREEMENT (hereinafter, the “Agreement”) is made as of the 21st day of July, 2011, and amended as of as of the 23rd day of August, 2013 by and among William Blair & Company, L.L.C., a Delaware limited liability company, located at 222 West Adams Street, Chicago, IL 60606 (the “Sub-Advisor”) and Envestnet Asset Management, Inc., a Delaware corporation located at 35 East Wacker Drive, Suite 2400, Chicago, IL 60601 (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 7th, 2010 • Saratoga Advantage Trust • Delaware
Contract Type FiledOctober 7th, 2010 Company JurisdictionAGREEMENT made as of the ____ day of __________, 2010, _____________ (the “Sub-Advisor”), a Delaware limited liability company, located at _________________, and Ascentia Capital Partners, LLC (the “Advisor”), a Nevada limited liability company, located at 5470 Keitzke Lane, Suite 230, Reno, NV 89511.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 25th, 2009 • Trust for Professional Managers • Wisconsin
Contract Type FiledAugust 25th, 2009 Company JurisdictionAGREEMENT made as of the 21st day of August, 2009, by and among Neuberger Berman Management LLC, a limited liability corporation located at 605 Third Avenue, New York, New York 10158 (the “Sub-Advisor”), and Envestnet Asset Management, Inc. a Delaware corporation located at 35 East Wacker Drive, Suite 1600, Chicago, IL, 60601 (the “Advisor”).