Common Contracts
28 similar Underwriting Agreement contracts by Hythiam Inc, Mfa Mortgage Investments, Telik Inc, others
Underwriting AgreementUnderwriting Agreement • November 8th, 2005 • Hythiam Inc • Services-misc health & allied services, nec • New York
Hythiam, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 8,000,000 shares (the “Firm Shares”) of common stock, $.0001 par value per share (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 1,200,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
EAGLE BULK SHIPPING INC. 6,000,000 Shares Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2005 • Eagle Bulk Shipping Inc. • Deep sea foreign transportation of freight • New York
Eagle Bulk Shipping Inc., a Marshall Islands corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 6,000,000 shares (the “Firm Shares”) of common stock, $.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, Eagle Ventures LLC, a Marshall Islands limited liability company (the “Selling Stockholder”), proposes to grant to the Underwriters the option to purchase from the Selling Stockholder up to an additional 900,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
Hythiam, Inc. [___] Shares Common Stock ($.0001 par value per Share) Underwriting AgreementUnderwriting Agreement • October 11th, 2005 • Hythiam Inc • Services-misc health & allied services, nec • New York
SFBC International, Inc. 3,500,000 Shares Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • March 8th, 2005 • SFBC International Inc • Services-commercial physical & biological research • New York
SFBC International, Inc., a Delaware corporation (the “Company”), proposes to issue and sell, and the persons named in Schedule A annexed hereto as selling stockholders (the “Selling Stockholders”) propose to sell, to the underwriters named in Schedule B annexed hereto (the “Underwriters”), [for whom you are acting as representatives,] an aggregate of 3,500,000 shares (the “Firm Shares”) of Common Stock, $0.001 par value (the “Common Stock”), of the Company, of which 3,078,000 shares are to be issued and sold by the Company and an aggregate of 422,000 shares are to be sold by the Selling Stockholders in the respective amounts set forth under the caption “Firm Shares” in Schedule A annexed hereto. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 525,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter col
ALADDIN KNOWLEDGE SYSTEMS LTD. 2,600,000 Shares Ordinary Shares (NIS 0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • March 8th, 2005 • Aladdin Knowledge Systems LTD • Services-computer integrated systems design • New York
Aladdin Knowledge Systems Ltd., an Israeli corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representatives”), an aggregate of 2,600,000 ordinary shares (the “Firm Shares”), NIS 0.01 par value, of the Company (the “Ordinary Shares”). In addition, solely for the purpose of covering over-allotments, the persons named in Schedule B hereto (the “Selling Shareholders”) propose to grant to the Underwriters an option to purchase from the Selling Shareholders an additional 390,000 Ordinary Shares (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
UNDERWRITING AGREEMENTUnderwriting Agreement • February 11th, 2005 • Ready Mix, Inc. • New York
Ready Mix, Inc., a Nevada corporation (the "Company"), proposes to issue and sell to the underwriters named in Exhibit A annexed hereto (the "Underwriters"), for whom you are acting as representative, an aggregate of 1,000,000 shares (the "Firm Shares") of Common Stock, no par value (the "Common Stock"), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 150,000 shares of Common Stock (the "Additional Shares"). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the "Shares." The Shares are described in the Prospectus which is referred to below. Meadow Valley Corporation (the "Parent") currently owns 100% of the outstanding capital stock of the Company and is a party to this Underwriting Agreement for purposes of the Representations and Warranties contained in Section 3 below, the Covenants contained in S
TELIK, INC. 7,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 28th, 2005 • Telik Inc • Pharmaceutical preparations • New York
Telik, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 7,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 1,050,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus, which is defined and referred to below.
IMPCO TECHNOLOGIES, INC. [ ] Shares Common Stock UNDERWRITING AGREEMENT Dated [trade date]Underwriting Agreement • January 21st, 2005 • Impco Technologies Inc • Motor vehicle parts & accessories • New York
IMPCO Technologes, Inc., a Delaware corporation (the “Company”), proposes to issue and sell [ ] shares (the “Firm Shares”) of its Common Stock, par value $0.001 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters listed in Schedule A hereto (the “Underwriters”), at the option of the Underwriters, an aggregate of not more than [ ] additional shares (the “Additional Shares”) of Common Stock as set forth below. The Firm Shares and the Additional Shares are herein collectively called the “Shares.” The terms, “herein,” “hereof,” “hereto,” “hereinafter” and similar terms, as used in this Agreement, shall in each case refer to this Agreement as a whole and not to any particular section, paragraph, sentence or other subdivision of this Agreement.
OTTER TAIL CORPORATION 2,900,000 Shares Common Stock ($5.00 Par Value) UNDERWRITING AGREEMENT December 7, 2004Underwriting Agreement • December 13th, 2004 • Otter Tail Corp • Electric services • New York
UBS Securities LLC Robert W. Baird & Co. Incorporated A.G. Edwards & Sons, Inc. as Managing Underwriters c/o UBS Securities LLC 299 Park Avenue New York, New York 10171
XCYTE THERAPIES, INC. 1,500,000 Shares [ %] Convertible Exchangeable Preferred Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2004 • Xcyte Therapies Inc • Pharmaceutical preparations • New York
Such counsel is of the opinion that the sections of the Registration Statement and the Prospectus captioned “Risk Factors—Risks Related To Our Business—Our ability to initiate a pivotal trial in patients with CLL on our proposed protocol and timeline is uncertain and highly dependent on the FDA,” “Risk Factors—Risks Related To Our Business —We may fail to obtain or may experience delays in obtaining regulatory approval to market Xcellerated T Cells, which will significantly harm our business,” “Risk Factors—Risks Related To Our Business —Even if we obtain regulatory approvals for Xcellerated T Cells, those approvals and ongoing regulation of our products may limit how we manufacture and market our products, which could prevent us from realizing the full benefit of our efforts,” “Risk Factors—Risks Related To Our Business —If we or any of our third party manufacturers do not maintain high standards of manufacturing, our ability to develop and commercialize Xcellerated T Cells could be d
EXTRA SPACE STORAGE INC. 20,200,000 Shares Common Stock ($.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • August 10th, 2004 • Extra Space Storage Inc. • Real estate investment trusts • New York
Extra Space Storage Inc., a Maryland corporation (the “Company”), and Extra Space Storage LP, a Delaware limited partnership, the indirect general partner and majority limited partner of which is the Company (the “Operating Partnership” and, together with the Company, the “Transaction Entities”), propose to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 20,200,000 shares (the “Firm Shares”) of Common Stock, $.01 par value per share (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Transaction Entities propose to grant to the Underwriters the option to purchase from the Company up to an additional 3,030,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to
ADESA, INC. 6,250,000 Shares Common Stock ($.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • August 6th, 2004 • Adesa Inc • Wholesale-motor vehicles & motor vehicle parts & supplies • New York
express any view as to the financial statements, schedules and other financial information included therein or excluded therefrom or the exhibits to the Registration Statement).
MortgageIT Holdings, Inc. [ Shares] Common Stock ($0.01 Par Value) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 26th, 2004 • Mortgageit Holdings Inc • Real estate investment trusts • New York
Simultaneously with, or prior to, the time of purchase (as herein defined), the Company will acquire MortgageIT, Inc., a New York corporation (“MIT”), through the merger of MIT Acquisition Corp., a New York corporation and wholly owned subsidiary of the Company, with and into MIT, pursuant to which MIT will become a wholly owned subsidiary of the Company. The merger will be effectuated pursuant to the terms and conditions set forth in that Agreement and Plan of Reorganization (the “Reorganization Agreement”) dated as of March 22, 2004 by and among the Company, MIT and MIT Acquisition Corp.
UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2004 • Immunicon Corp • Laboratory analytical instruments • New York
UBS Securities LLC SG Cowen Securities Corporation Legg Mason Wood Walker, Inc. Adams, Harkness & Hill, Inc. as Managing Underwriters
NMS COMMUNICATIONS CORPORATION 8,000,000 Shares Common Stock UNDERWRITING AGREEMENT Dated March 12, 2004Underwriting Agreement • March 12th, 2004 • NMS Communications Corp • Telephone & telegraph apparatus • New York
Capitalized terms used herein without definition shall have the respective meanings ascribed to them in the Underwriting Agreement.
MFA MORTGAGE INVESTMENTS, INC. 7,500,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT February 10, 2004Underwriting Agreement • February 12th, 2004 • Mfa Mortgage Investments • Real estate investment trusts • New York
UBS SECURITIES LLC RBC CAPITAL MARKETS CORPORATION PIPER JAFFRAY & Co. as the several Underwriters, c/o UBS Securities LLC 299 Park Avenue New York, New York 10171-0026
3,000,000 Shares Common Stock (No Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 28th, 2004 • Merix Corp • Printed circuit boards • New York
Merix Corporation, an Oregon corporation (the “Company”), proposes to issue and sell, and Tektronix, Inc. (the “Selling Stockholder”) proposes to sell, to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 3,000,000 shares (the “Firm Shares”) of Common Stock, no par value (the “Common Stock”), of the Company, of which 2,650,000 shares are to be issued and sold by the Company and 350,000 shares are to be sold by the Selling Stockholder. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 450,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
Nationwide Health Properties, Inc. 6,500,000 Shares Common Stock ($0.10 par value per Share) Underwriting AgreementUnderwriting Agreement • January 21st, 2004 • Nationwide Health Properties Inc • Real estate investment trusts • New York
LCA-Vision Inc. 3,000,000 Shares Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • November 14th, 2003 • Lca Vision Inc • Services-specialty outpatient facilities, nec • New York
LCA-Vision Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule A annexed hereto (the “Underwriters”) an aggregate of 2,400,000 shares of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company, and Stephen N. Joffe (the “Selling Stockholder”) proposes to sell to the several Underwriters 600,000 shares of Common Stock (said shares to be issued and sold by the Company and to be sold by the Selling Stockholder collectively, the “Firm Shares”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 450,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
Tularik Inc. 6,000,000 Shares Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2003 • Tularik Inc • Pharmaceutical preparations • New York
Tularik Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of 6,000,000 shares and, at the election of the Underwriters, up to an additional 900,000 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company. The aggregate of 6,000,000 shares to be sold by the Company is herein called the “Firm Shares” and the aggregate of 900,000 additional shares to be sold by the Company is herein called the “Optional Shares.” The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 1 hereof are herein collectively called the “Shares.” The Shares are described in the Prospectus which is referred to below.
Shares Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 2003 • Lecg Corp • Services-management consulting services • New York
UBS Securities LLC Lehman Brothers Inc. Adams, Harkness & Hill, Inc. Legg Mason Wood Walker Incorporated as Managing Underwriters c/o UBS Securities LLC 299 Park Avenue New York, New York 10171-0026
MFA MORTGAGE INVESTMENTS, INC. 6,750,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT April 29, 2003Underwriting Agreement • May 1st, 2003 • Mfa Mortgage Investments • Real estate investment trusts • New York
UBS WARBURG LLC FRIEDMAN BILLINGS RAMSEY & CO., INC. RBC DAIN RAUSCHER INC. as Representatives of the several Underwriters, c/o UBS Warburg LLC 299 Park Avenue New York, New York 10171-0026
3,600,000 Shares Plus an option to purchase up to 540,000 additional shares to cover overallotments Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • April 18th, 2003 • Artisan Components Inc • Semiconductors & related devices • New York
Artisan Components, Inc., a Delaware corporation (the “Company”), proposes to issue and sell and the persons named in Schedule B annexed hereto (the “Selling Stockholders”) propose to sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 3,600,000 shares (the “Firm Shares”) of Common Stock, $0.001 par value (the “Common Stock”), of the Company, of which 2,518,768 shares are to be issued and sold by the Company and an aggregate of 1,081,232 shares are to be sold by the Selling Stockholders in the respective amounts set forth under the caption “Firm Shares” in Schedule B annexed hereto. UBS Warburg LLC, RBC Dain Rauscher Inc., Needham & Company, Inc. and D.A. Davidson & Co. are acting as representatives of the Underwriters (in such capacity, the “Representatives”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase
Telik, Inc. 6,500,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2002 • Telik Inc • Pharmaceutical preparations • New York
Telik, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule A annexed hereto (the “Underwriters”) an aggregate of 6,500,000 shares of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Firm Shares”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 975,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is defined and referred to below.
5,300,000 Shares Common Stock Par Value $1.00 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2002 • W Holding Co Inc • State commercial banks • New York
UBS Warburg LLC Brean Murray & Co., Inc. Keefe, Bruyette & Woods, Inc. As Representatives of the Several Underwriters c/o UBS Warburg LLC 299 Park Avenue New York, New York 10171-0026
6,900,000 Shares WCI COMMUNITIES, INC. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2002 • Wci Communities Inc • Operative builders • New York
UBS Warburg LLC Credit Suisse First Boston Corporation Deutsche Banc Alex Brown Inc. as Managing Underwriters 299 Park Avenue New York, New York 10171-0026
] Shares WCI COMMUNITIES, INC. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2002 • Wci Communities Inc • Operative builders • New York
UBS Warburg LLC Credit Suisse First Boston Corporation Deutsche Banc Alex Brown Inc. as Managing Underwriters 299 Park Avenue New York, New York 10171-0026
UNDERWRITING AGREEMENTUnderwriting Agreement • January 19th, 2001 • Esterline Technologies Corp • Special industry machinery, nec • New York
Esterline Technologies Corporation, a Delaware corporation (the "Company"), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the "Underwriters") an aggregate of 2,800,000 shares (the "Firm Shares") of Common Stock, $0.20 par value (the "Common Stock"), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 420,000 shares of Common Stock (the "Additional Shares"). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the "Shares." The Shares are described in the Prospectus which is referred to below. UBS Warburg LLC and First Union Securities, Inc. are acting as representatives of the several Underwriters and in such capacity are hereinafter referred to as "you."
