AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • March 15th, 2017 • Driehaus Mutual Funds • Delaware
Contract Type FiledMarch 15th, 2017 Company JurisdictionAGREEMENT AND PLAN OF EXCHANGE, dated November 29, 2016 (the “Agreement”), among Driehaus Emerging Markets Dividend Growth Fund, L.P., a Delaware limited partnership (the “Partnership”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Multi-Asset Growth Economies Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company, as the sole general partner of the Partnership (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • August 1st, 2013 • Driehaus Mutual Funds • Delaware
Contract Type FiledAugust 1st, 2013 Company JurisdictionAGREEMENT AND PLAN OF EXCHANGE, dated February 21, 2013 (the “Agreement”), among Driehaus Credit Opportunities Fund, L.P., a Delaware limited partnership (the “Partnership”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Event Driven Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).