STIPULATION AND AGREEMENT OF SETTLEMENTSettlement Agreement • October 13th, 2012
Contract Type FiledOctober 13th, 2012This stipulation and agreement of settlement (the “Settlement Agreement” or “Settlement”) is made and entered into by and between Lead Plaintiffs Lion Fund, L.P., Dr. J. Samir Sulieman, and Larry Lattimore (collectively, “Lead Plaintiffs”), and C. Fred Daniels, in his capacity as Court-appointed Trustee Ad Litem for the Leroy McAbee, Sr. Family Foundation Trust (the “McAbee Foundation Trust”) (the McAbee Foundation Trust together with the Lead Plaintiffs, “Plaintiffs”), on behalf of themselves and the Class and TAL Subclass (each defined below); and the Morgan Keegan Defendants (defined below), Defendant Regions Financial Corporation (“RFC”), the Closed-End Funds (defined below), the Officer Defendants (defined below), and the Director Defendants (defined below) (collectively, “Defendants”; and together with Plaintiffs, the “Parties”).