Common Contracts

SETTLEMENT AGREEMENT

Settlement Agreement • November 17th, 2009 • California

• Contract Type
  Settlement Agreement
• Filed
  November 17th, 2009
• Jurisdiction
  California

This settlement agreement (“Agreement”) is entered into between Wells Fargo Investments, LLC (“WFI”) and Wells Fargo Securities, LLC, successor by merger to Wells Fargo Brokerage Services, LLC, and Wells Fargo Institutional Services, LLC (collectively, the “Wells Fargo Institutional Broker-Dealers”), on one side, and the People of the State of California, by and through Attorney General Edmund G. Brown Jr. or his designated representative (“Attorney General”), on the other side (collectively the “Parties”).