GLADSTONE CAPITAL CORPORATION 3,000,000 Common Shares $.001 Par Value Equity Underwriting AgreementEquity Underwriting Agreement • January 31st, 2008 • Gladstone Capital Corp • New York
Contract Type FiledJanuary 31st, 2008 Company JurisdictionGladstone Capital Corporation, a Maryland corporation (the "Company") proposes to sell to the several underwriters (the "Underwriters") named in Schedule I hereto for whom you are acting as representative (the "Representative") an aggregate of 3,000,000 shares (the "Firm Shares") of the Company's common stock, $0.001 par value (the "Common Stock"). The Company also proposes to sell at the Underwriters' option an aggregate of up to 450,000 additional shares of the Company's Common Stock (the "Option Shares") as set forth below. The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively called the "Shares."
GLADSTONE CAPITAL CORPORATION 2,500,000 Common Shares $.001 Par Value Equity Underwriting AgreementEquity Underwriting Agreement • October 16th, 2007 • Gladstone Capital Corp • New York
Contract Type FiledOctober 16th, 2007 Company JurisdictionGladstone Capital Corporation, a Maryland corporation (the “Company”) proposes to sell to Deutsche Bank Securities Inc., (the “Underwriter”) an aggregate of 2,500,000 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value (the “Common Stock”). The Company also proposes to sell at the Underwriter’s option an aggregate of up to 375,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below. The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively called the “Shares.”