Common Contracts

USAA'S REFERRAL AGREEMENT DISCLOSURE

Referral Agreement • December 17th, 2021 • Texas

• Contract Type
  Referral Agreement
• Filed
  December 17th, 2021
• Jurisdiction
  Texas

This Investment Services Brochure (the “Brochure”) provides information about the qualifications and business practices of USAA Investment Services Company (“ISCO”), as they relate to ISCO’s referral of prospective clients to certain third-party investment providers—namely, (1) Charles Schwab & Co., Inc. (“Schwab”), an investment adviser and broker-dealer registered in both capacities with the SEC and a member of the Financial Industry Regulatory Authority (“FINRA”), and (2) Victory Capital Services, Inc. (“Victory Capital”), a broker-dealer registered with the SEC and a member of FINRA.