AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2021 • Vista Gold Corp • Gold and silver ores • New York
Contract Type FiledJuly 12th, 2021 Company Industry JurisdictionThe Company and the Representative hereby agree that an underwriter listed on Schedule A hereto shall have right to purchase up to the number of Firm Units set forth next to such underwriter’s name on Schedule A hereto, if and only if such underwriter shall deliver its executed signature page to this Amended and Restated Underwriting Agreement (this “Agreement”), properly completed and reasonably satisfactory to the Representative, to the Representative at or prior to 4:45 p.m. (New York City time) on the date hereof. If any underwriter listed on Schedule A hereto declines to deliver its executed signature page to this Agreement at or prior to 4:45 p.m. (New York City time) on the date hereof, such underwriter’s Firm Units shall be allocated to the Representative.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2016 • Avino Silver & Gold Mines LTD • Metal mining • Ontario
Contract Type FiledNovember 23rd, 2016 Company Industry JurisdictionCantor Fitzgerald Canada Corporation, as sole bookrunner (“CFCC”), together with Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC, as lead manager (“HCW”, and together with CFCC, the “Co-Lead Underwriters”), Euro Pacific Capital, Inc., Roth Capital Partners, LLC, Echelon Wealth Partners Inc. and Haywood Securities Inc., acting as co-managers (collectively with the Co-Lead Underwriters, the “Underwriters”), understand that, subject to the terms and conditions stated herein, Avino Silver& Gold Mines Ltd., a company existing under the Business Corporations Act (British Columbia) (the “Company”), proposes to issue and sell to the Underwriters an aggregate of 6,370,000 units (the “FirmUnits”), each Firm Unit consisting of one common share in the capital of the Company (each a “Unit Share” and collectively, the “Unit Shares”) and one-half common share purchase warrant in the capital of the Company (each a “Warrant” and collectively, the “Warrants”), with each whole Warrant entitling th
UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2016 • Vista Gold Corp • Gold and silver ores • British Columbia
Contract Type FiledAugust 3rd, 2016 Company Industry JurisdictionCantor Fitzgerald Canada Corporation (“CFCC”) and Rodman & Renshaw a unit of H.C. Wainwright & Co., LLC (together with CFCC, the “Co-Lead Underwriters” and acting as joint bookrunners), together with Sprott Private Wealth LP, Roth Capital Partners, LLC and Jett Capital Advisors, LLC acting as co-managers (collectively with the Co-Lead Underwriters, the “Underwriters”), understand that, subject to the terms and conditions stated herein, Vista Gold Corp., a company continued under the Business Corporations Act (British Columbia) (the “Company”), proposes to issue and sell to the Underwriters an aggregate of 10,750,000 units (the “Firm Units”), each Firm Unit consisting of one common share in the capital of the Company (a “Unit Share”) and one-half of one common share purchase warrant in the capital of the Company (each full warrant, a “Warrant”), with each Warrant entitling the holder thereof to purchase one common share in the capital of the Company (each a “Warrant Share”) at any time
AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • July 7th, 2016 • Great Panther Silver LTD • Metal mining • Ontario
Contract Type FiledJuly 7th, 2016 Company Industry JurisdictionBased on the foregoing, and subject to the terms and conditions contained in this Amended and Restated Underwriting Agreement (this “Agreement”), the Underwriters severally and not jointly, in respect of their percentages set forth in Section 9 hereof, agree to purchase from the Company, and by its acceptance hereof, the Company agrees to sell to the Underwriters, all but not less than all of the Firm Units on the Closing Date for a purchase price of US$1.60 (the “Offering Price”) per Firm Unit, being an aggregate purchase price of US$26,000,000 against delivery of such Units. This Agreement amends, restates and supersedes in its entirety the underwriting agreement dated as of the date hereof between the Underwriters and the Company.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 7th, 2016 • Great Panther Silver LTD • Metal mining • Ontario
Contract Type FiledJuly 7th, 2016 Company Industry JurisdictionCantor Fitzgerald Canada Corporation (“CFCC”) and Rodman & Renshaw a unit of H.C. Wainwright & Co., LLC (together with CFCC, the “Co-Lead Underwriters” and acting as joint bookrunners), together with Euro Pacific Capital, Inc. and Sprott Private Wealth LP acting as co-managers (collectively with the Co-Lead Underwriters, the “Underwriters”), understand that, subject to the terms and conditions stated herein, Great Panther Silver Limited, a company continued under the Business Corporations Act (British Columbia) (the “Company”), proposes to issue and sell to the Underwriters an aggregate of 12,500,000 units (the “Firm Units”), each Firm Unit consisting of one common share in the capital of the Company (the “Unit Shares”) and one-half common share purchase warrant in the capital of the Company (the “Warrants”), with each whole Warrant entitling the holder thereof to purchase one common share in the capital of the Company (each a “Warrant Share”) at any time prior to 5:00 p.m. (Toronto ti