Common Contracts
2 similar Placement Agency Agreement contracts by Progressive Care Inc., Sigma Labs, Inc.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 6th, 2022 • Progressive Care Inc. • Retail-drug stores and proprietary stores • Florida
This letter (this “Agreement”) constitutes the agreement between Progressive Care Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a best efforts basis, in connection with the proposed private offering and placement (the “Offering”) by the Company of Units of the Company’s Series B Preferred Stock (the “Preferred Stock”) and warrants (the “Warrants”) to purchase Series B Preferred Stock (the “Securities” or the “Units”)), and pursuant to which Dawson would act as placement agent and advisor in connection with the resale of approximately $2.8 million face amount of debt held by Iliad Research & Trading, L.P. to be sold (and renegotiated with the Company) contemporaneously with the Offering. The Company and Dawson hereby mutually agree to the terms of the Offering, the debt as modified (the “Debt”) and the Securities,
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 30th, 2020 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New York
