INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 31st, 2017 • Highland Funds Ii • Delaware
Contract Type FiledMarch 31st, 2017 Company JurisdictionAGREEMENT made as of March 31, 2017, by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”) and First Foundation Advisors, a California corporation (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 28th, 2016 • Highland Funds Ii • Delaware
Contract Type FiledJanuary 28th, 2016 Company JurisdictionAGREEMENT made as of February 1, 2015, by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”) and First Foundation Advisors, a California corporation (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 28th, 2015 • Highland Funds Ii • Delaware
Contract Type FiledJanuary 28th, 2015 Company JurisdictionAGREEMENT made as of February 1, 2015, by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”) and First Foundation Advisors, a California corporation (the “Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 29th, 2014 • Highland Funds Ii • Delaware
Contract Type FiledJanuary 29th, 2014 Company JurisdictionAGREEMENT made as of November 9, 2011, by and between Highland Capital Management Fund Advisors, L.P. (formerly, Pyxis Capital, L.P., and formerly Highland Funds Asset Management, L.P.), a Delaware limited partnership (the “Adviser”) and Highland Capital Management L.P., a Delaware limited partnership (the “Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 29th, 2014 • Highland Funds Ii • Delaware
Contract Type FiledJanuary 29th, 2014 Company JurisdictionAGREEMENT made as of September 18, 2011, by and between Highland Capital Management Fund Advisors, L.P. (formerly, Pyxis Capital, L.P., and formerly Highland Funds Asset Management, L.P.), a Delaware limited partnership (the “Adviser”) and Brookmont Capital Management, LLC, a Texas Limited Liability Company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN PYXIS CAPITAL, L.P. AND ANCHOR CAPITAL MANAGEMENT GROUP, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 30th, 2012 • Pyxis Funds Ii • Delaware
Contract Type FiledJanuary 30th, 2012 Company JurisdictionAGREEMENT made as of January 9, 2011, by and between Pyxis Capital, L.P., a Delaware limited partnership (the “Adviser”) and Anchor Capital Management Group, Inc., a California corporation (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN PYXIS CAPITAL, L.P. AND ANCHOR CAPITAL MANAGEMENT GROUP, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 10th, 2012 • Pyxis Funds Ii • Delaware
Contract Type FiledJanuary 10th, 2012 Company JurisdictionAGREEMENT made as of January 9, 2011, by and between Pyxis Capital, L.P., a Delaware limited partnership (the “Adviser”) and Anchor Capital Management Group, Inc., a California corporation (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN HIGHLAND FUNDS ASSET MANAGEMENT, L.P. AND HIGHLAND CAPITAL MANAGEMENT, L.P. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 29th, 2011 • Highland Funds Ii • Delaware
Contract Type FiledNovember 29th, 2011 Company JurisdictionAGREEMENT made as of November 9, 2011, by and between Highland Funds Asset Management, L.P., a Delaware limited partnership (the “Adviser”) and Highland Capital Management, L.P., a Delaware limited partnership (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 31st, 2011 • Highland Funds Ii • Delaware
Contract Type FiledOctober 31st, 2011 Company JurisdictionAGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Brookmont Capital Management, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN HIGHLAND FUNDS ASSET MANAGEMENT, L.P. AND ANCHOR CAPITAL MANAGEMENT GROUP, INC. INVESTMENT SUB- ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 31st, 2011 • Highland Funds Ii • Delaware
Contract Type FiledOctober 31st, 2011 Company JurisdictionAGREEMENT made as of [ ], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and ANCHOR CAPITAL MANAGEMENT GROUP, INC., a California Corporation (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 14th, 2011 • Highland Funds Ii • Delaware
Contract Type FiledSeptember 14th, 2011 Company JurisdictionAGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 25th, 2011 • Highland Funds Ii • Delaware
Contract Type FiledAugust 25th, 2011 Company JurisdictionAGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 31st, 2010 • Highland Funds I • Delaware
Contract Type FiledMarch 31st, 2010 Company JurisdictionAGREEMENT made as of March 30, 2010, by and between Highland Capital Management L.P., a Delaware limited partnership (the “Adviser”) and JS Asset Management, LLC, a Pennsylvania limited liability company (the “Sub-Adviser”).