Agreement for Executing Broker to Screen for Clearing Broker Limits1May 24th, 2018
FiledMay 24th, 2018This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.
Agreement for Executing Broker to Screen for Clearing Broker Limits1New York • April 19th, 2013
Jurisdiction FiledApril 19th, 2013This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.