Common Contracts

2 similar null contracts

Agreement for Executing Broker to Screen for Clearing Broker Limits1
May 24th, 2018
  • Filed
    May 24th, 2018

This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.

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Agreement for Executing Broker to Screen for Clearing Broker Limits1
New York • April 19th, 2013
  • Jurisdiction
  • Filed
    April 19th, 2013

This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.

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